Advisors Asset Management’s JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE JPM.PRC Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-17,501	Closed	-$463K	–	1572
2019 Q1	$463K	Buy	+17,501	New	+$463K	0.01%	1095