Advisors Asset Management’s Fate Therapeutics FATE Stock Holding History

Advisors Asset Management’s Portfolio FATE Stock Details FATE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-9,644	Closed	-$55K	–	1430
2023 Q1	$55K	Sell	9,644 -326	-3%	-$1.97K	﹤0.01%	1295
2022 Q4	$101K	Sell	9,970 -22,843	-70%	-$429K	﹤0.01%	1245
2022 Q3	$735K	Sell	32,813 -746	-2%	-$21.6K	0.02%	826
2022 Q2	$832K	Sell	33,559 -6,183	-16%	-$171K	0.02%	805
2022 Q1	$1.54M	Sell	39,742 -3,304	-8%	-$128K	0.02%	670
2021 Q4	$2.52M	Buy	43,046 +1,678	+4%	+$95.1K	0.04%	530
2021 Q3	$2.45M	Buy	41,368 +5,902	+17%	+$463K	0.04%	532
2021 Q2	$3.08M	Buy	35,466 +5,796	+20%	+$467K	0.05%	445
2021 Q1	$2.45M	Buy	29,670 +12,128	+69%	+$1.16M	0.04%	517
2020 Q4	$1.59M	Buy	17,542 +11,109	+173%	+$690K	0.03%	640
2020 Q3	$257K	Buy	6,433 +2,980	+86%	+$104K	﹤0.01%	1106
2020 Q2	$118K	Buy	+3,453	New	+$103K	﹤0.01%	1268

Other funds holding FATE

Redmile Group San Francisco, California $1.51B AUM 164.17% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bellevue Group Kuesnacht, Switzerland $4.2B AUM 54.85% 1-Year Est. Return

D.E. Shaw & Co New York $127B AUM 43.98% 1-Year Est. Return

Johnson & Johnson New Brunswick, New Jersey $652M AUM 198.07% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Federated Hermes

Federated Hermes Pittsburgh, Pennsylvania $61.5B AUM 30.7% 1-Year Est. Return

Jacobs Levy Equity Management

Jacobs Levy Equity Management Florham Park, New Jersey $23.8B AUM 25.4% 1-Year Est. Return