We are live on ! Find out more
AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.16B
AUM Growth
+$356M
Cap. Flow
+$253M
Cap. Flow %
6.09%
Top 10 Hldgs %
12.71%
Holding
4,889
New
223
Increased
1,948
Reduced
1,490
Closed
273

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.3M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$19.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$13.7M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$13.5M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$18.2M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$13.4M
5
GOVI icon
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
+$9.69M

Sector Composition

Rank Sector Weight
1 Technology 6.16%
2 Financials 5.31%
3 Healthcare 5.27%
4 Industrials 5.07%
5 Consumer Staples 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FULT icon
2001
Fulton Financial
FULT
$4.67B
$100K ﹤0.01%
6,927
+1,053
+18% +$14.8K
SCCO icon
2002
Southern Copper
SCCO
$141B
$100K ﹤0.01%
4,084
-98
-2% -$2.37K
UBSI icon
2003
United Bankshares
UBSI
$6.57B
$100K ﹤0.01%
2,625
+42
+2% +$1.61K
ENS icon
2004
EnerSys
ENS
$6.94B
$99K ﹤0.01%
1,434
+72
+5% +$4.8K
ICLN icon
2005
iShares Global Clean Energy ETF
ICLN
$2.35B
$99K ﹤0.01%
10,814
+2,270
+27% +$20.8K
IGHG icon
2006
ProShares Investment Grade-Interest Rate Hedged
IGHG
$328M
$99K ﹤0.01%
1,332
+201
+18% +$14.8K
KB icon
2007
KB Financial Group
KB
$41.5B
$99K ﹤0.01%
2,903
+482
+20% +$15.8K
POWI icon
2008
Power Integrations
POWI
$3.53B
$99K ﹤0.01%
3,162
+204
+7% +$5.8K
SCI icon
2009
Service Corp International
SCI
$11.4B
$99K ﹤0.01%
3,693
+217
+6% +$5.88K
UDR icon
2010
UDR
UDR
$12.8B
$99K ﹤0.01%
2,754
+257
+10% +$9.37K
WAL icon
2011
Western Alliance Bancorporation
WAL
$9.04B
$99K ﹤0.01%
2,631
+1,263
+92% +$44.9K
OB
2012
DELISTED
Onebeacon Insurance Group Ltd
OB
$99K ﹤0.01%
6,964
+197
+3% +$2.78K
DFP
2013
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$98K ﹤0.01%
3,898
+863
+28% +$21.3K
HHH icon
2014
Howard Hughes
HHH
$3.93B
$98K ﹤0.01%
896
-354
-28% -$39.3K
MTSI icon
2015
MACOM Technology Solutions
MTSI
$20.1B
$98K ﹤0.01%
2,284
+61
+3% +$2.39K
NBB icon
2016
Nuveen Taxable Municipal Income Fund
NBB
$447M
$98K ﹤0.01%
4,295
+1,000
+30% +$22.7K
WWD icon
2017
Woodward
WWD
$25B
$98K ﹤0.01%
1,568
-620
-28% -$37.3K
WIN
2018
DELISTED
Windstream Holdings Inc
WIN
$98K ﹤0.01%
1,950
+356
+22% +$16.3K
ENH
2019
DELISTED
Endurance Specialty Holdings Ltd
ENH
$98K ﹤0.01%
1,502
-71
-5% -$4.71K
MNR
2020
DELISTED
Monmouth Real Estate Investment Corp
MNR
$98K ﹤0.01%
6,869
+3,865
+129% +$53.7K
AVA icon
2021
Avista
AVA
$3.43B
$97K ﹤0.01%
2,313
-114
-5% -$4.85K
AVK
2022
Advent Convertible and Income Fund
AVK
$543M
$97K ﹤0.01%
6,834
+2,829
+71% +$40.3K
EPHE icon
2023
iShares MSCI Philippines ETF
EPHE
$131M
$97K ﹤0.01%
2,607
+2,330
+841% +$90.7K
JEF icon
2024
Jefferies Financial Group
JEF
$13B
$97K ﹤0.01%
5,714
+24
+0.4% +$398
MCI
2025
Barings Corporate Investors
MCI
$343M
$97K ﹤0.01%
5,642
– –
79 80
81
82 83

Similar funds

LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q3 2016 Portfolio in Review

As of Q3 2016, Advisor Group held 4,889 positions worth $4.16B, up 9.4% from $3.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Advisor Group deployed $253M of net new capital in Q3 2016, opening 223 new positions and adding to 1,948 existing holdings. Its largest new stake was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $20.9M trimmed.

  • Advisor Group's largest Q3 2016 buy was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.
  • Advisor Group added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.3M increase.
  • Advisor Group's biggest Q3 2016 reduction was Vanguard Total Stock Market ETF, cutting an estimated $20.9M.
  • Advisor Group fully exited ProShares Ultra MSCI EAFE in Q3 2016, selling an estimated $9.14M.
  • Advisor Group's ten largest holdings make up 13% of its $4.16B portfolio in Q3 2016.
  • Advisor Group opened 223 new positions and closed 273 in Q3 2016.
  • Advisor Group's portfolio value rose 9.4% quarter-over-quarter to $4.16B.

Based on Advisor Group's 13F filing for Q3 2016, filed 9 Nov 2016.