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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$906M
Cap. Flow
+$86.1M
Cap. Flow %
0.6%
Top 10 Hldgs %
19.48%
Holding
5,679
New
255
Increased
2,124
Reduced
2,166
Closed
209

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$123M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$74.1M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$44.2M
4
SIZE icon
iShares MSCI USA Size Factor ETF
SIZE
+$40.4M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$32.2M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$54.3M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$48.8M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$27.7M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$26.4M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 6.14%
2 Financials 4.6%
3 Healthcare 3.82%
4 Consumer Discretionary 3.33%
5 Industrials 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAR icon
1976
Saratoga Investment
SAR
$316M
$331K ﹤0.01%
13,252
+169
+1% +$4.24K
NOCT icon
1977
Innovator Growth-100 Power Buffer ETF October
NOCT
$224M
$330K ﹤0.01%
+10,191
New +$324K
UA icon
1978
Under Armour Class C
UA
$2.95B
$329K ﹤0.01%
17,143
-483
-3% -$8.5K
PBND
1979
DELISTED
Invesco PureBeta US Aggregate Bond ETF
PBND
$329K ﹤0.01%
12,805
+3,630
+40% +$93.3K
OPTU
1980
Optimum Communications Inc
OPTU
$298M
$328K ﹤0.01%
12,008
-1,164
-9% -$32.2K
PFN
1981
PIMCO Income Strategy Fund II
PFN
$693M
$328K ﹤0.01%
30,904
-17,418
-36% -$183K
PK icon
1982
Park Hotels & Resorts
PK
$3.03B
$328K ﹤0.01%
12,668
+10,051
+384% +$240K
RFEM icon
1983
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$77.7M
$328K ﹤0.01%
5,056
-215
-4% -$13.1K
PFPT
1984
DELISTED
Proofpoint, Inc.
PFPT
$328K ﹤0.01%
2,855
+526
+23% +$62.7K
SBNY
1985
DELISTED
Signature Bank
SBNY
$328K ﹤0.01%
2,400
-169
-7% -$21.2K
CC icon
1986
Chemours
CC
$2.55B
$327K ﹤0.01%
18,090
-6,069
-25% -$101K
FLR icon
1987
Fluor
FLR
$7.22B
$327K ﹤0.01%
17,333
+7,301
+73% +$133K
FORM icon
1988
FormFactor
FORM
$7.7B
$327K ﹤0.01%
12,602
+6,582
+109% +$148K
JHSC icon
1989
John Hancock Multifactor Small Cap ETF
JHSC
$726M
$326K ﹤0.01%
11,696
+3,166
+37% +$85.4K
RPD icon
1990
Rapid7
RPD
$643M
$326K ﹤0.01%
5,837
+83
+1% +$4.32K
KDP icon
1991
Keurig Dr Pepper
KDP
$41B
$325K ﹤0.01%
11,223
-6,600
-37% -$190K
SMFG icon
1992
Sumitomo Mitsui Financial
SMFG
$167B
$325K ﹤0.01%
44,024
+1,372
+3% +$9.87K
VTRS icon
1993
Viatris
VTRS
$20.5B
$324K ﹤0.01%
16,146
-29,178
-64% -$543K
DELL icon
1994
Dell
DELL
$276B
$323K ﹤0.01%
12,408
+144
+1% +$3.75K
THER
1995
DELISTED
THERATECHNOLOGIES INC COM
THER
$323K ﹤0.01%
+97,750
New +$323K
FCNCA icon
1996
First Citizens BancShares
FCNCA
$24.3B
$321K ﹤0.01%
602
-1,178
-66% -$596K
HAWX icon
1997
iShares Currency Hedged MSCI ACWI ex US ETF
HAWX
$344M
$321K ﹤0.01%
11,427
+2,633
+30% +$72.9K
MRCC
1998
DELISTED
Monroe Capital Corp
MRCC
$321K ﹤0.01%
29,559
-1,329
-4% -$14.6K
PFFD icon
1999
Global X US Preferred ETF
PFFD
$2.14B
$321K ﹤0.01%
12,804
+8,504
+198% +$212K
PRK icon
2000
Park National Corp
PRK
$3.43B
$321K ﹤0.01%
3,128
– –
78 79
80
81 82

Similar funds

LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q4 2019 Portfolio in Review

As of Q4 2019, Advisor Group held 5,679 positions worth $14.5B, up 6.7% from $13.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Advisor Group's Q4 2019 filing shows 255 new, 2,124 increased, 2,166 reduced and 209 closed positions. Its largest new stake was Amplify CEF High Income ETF: 308,952 shares worth $5.51M. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $54.3M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 5.8% a quarter earlier, followed by Financials and Healthcare.

  • Advisor Group's largest Q4 2019 buy was Amplify CEF High Income ETF: 308,952 shares worth $5.51M.
  • Advisor Group added most to iShares MSCI USA Quality Factor ETF in Q4 2019, an estimated $123M increase.
  • Advisor Group's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $54.3M.
  • Advisor Group fully exited Invesco BulletShares 2019 Corporate Bond ETF in Q4 2019, selling an estimated $5.21M.
  • Advisor Group's ten largest holdings make up 19% of its $14.5B portfolio in Q4 2019.
  • Advisor Group opened 255 new positions and closed 209 in Q4 2019.
  • Advisor Group's portfolio value rose 6.7% quarter-over-quarter to $14.5B.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.