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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.16B
AUM Growth
+$356M
Cap. Flow
+$253M
Cap. Flow %
6.09%
Top 10 Hldgs %
12.71%
Holding
4,889
New
223
Increased
1,948
Reduced
1,490
Closed
273

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.3M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$19.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$13.7M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$13.5M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$18.2M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$13.4M
5
GOVI icon
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
+$9.69M

Sector Composition

Rank Sector Weight
1 Technology 6.16%
2 Financials 5.31%
3 Healthcare 5.27%
4 Industrials 5.07%
5 Consumer Staples 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNPS icon
1826
Synopsys
SNPS
$74.5B
$131K ﹤0.01%
2,204
-222
-9% -$12.6K
XYL icon
1827
Xylem
XYL
$28.6B
$131K ﹤0.01%
2,493
+227
+10% +$11.1K
WNR
1828
DELISTED
Western Refining Inc
WNR
$131K ﹤0.01%
4,969
-10,234
-67% -$242K
IIM icon
1829
Invesco Value Municipal Income Trust
IIM
$585M
$130K ﹤0.01%
7,874
-6,895
-47% -$117K
NGD
1830
DELISTED
New Gold Inc
NGD
$130K ﹤0.01%
30,094
-1,000
-3% -$4.99K
CVG
1831
DELISTED
Convergys
CVG
$130K ﹤0.01%
4,283
-91
-2% -$2.58K
BOH icon
1832
Bank of Hawaii
BOH
$3.17B
$129K ﹤0.01%
1,779
-289
-14% -$20.3K
MUA icon
1833
BlackRock MuniAssets Fund
MUA
$529M
$129K ﹤0.01%
8,386
-3,661
-30% -$56.7K
HIE
1834
DELISTED
Miller/Howard High Income Equity Fund
HIE
$129K ﹤0.01%
10,400
– –
DZK
1835
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$129K ﹤0.01%
2,689
-161
-6% -$7.33K
III icon
1836
Information Services Group
III
$192M
$128K ﹤0.01%
32,000
– –
NEOG icon
1837
Neogen
NEOG
$2.03B
$128K ﹤0.01%
6,096
+413
+7% +$8.84K
AFT
1838
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$128K ﹤0.01%
7,576
+6,076
+405% +$99.2K
CEB
1839
DELISTED
CEB Inc.
CEB
$128K ﹤0.01%
2,330
+240
+11% +$14.4K
PEI
1840
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$128K ﹤0.01%
369
-7
-2% -$2.5K
CRS icon
1841
Carpenter Technology
CRS
$28.8B
$127K ﹤0.01%
3,080
-2,920
-49% -$110K
GOF icon
1842
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$127K ﹤0.01%
6,671
– –
IAT icon
1843
iShares US Regional Banks ETF
IAT
$673M
$127K ﹤0.01%
3,619
+400
+12% +$13.7K
WBC
1844
DELISTED
WABCO HOLDINGS INC.
WBC
$127K ﹤0.01%
1,107
-53
-5% -$5.4K
JNS
1845
DELISTED
Janus Capital Group Inc
JNS
$127K ﹤0.01%
9,087
-7,924
-47% -$115K
BGY icon
1846
BlackRock Enhanced International Dividend Trust
BGY
$515M
$126K ﹤0.01%
21,185
-248
-1% -$1.46K
BIO icon
1847
Bio-Rad Laboratories Class A
BIO
$8.47B
$126K ﹤0.01%
768
+2
+0.3% +$304
JGH icon
1848
Nuveen Global High Income Fund
JGH
$349M
$126K ﹤0.01%
7,991
+3,770
+89% +$57.9K
XYZ
1849
Block Inc
XYZ
$48.4B
$126K ﹤0.01%
10,811
+3,985
+58% +$43.5K
GWPH
1850
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$126K ﹤0.01%
949
+349
+58% +$33.4K
72 73
74
75 76

Similar funds

LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q3 2016 Portfolio in Review

As of Q3 2016, Advisor Group held 4,889 positions worth $4.16B, up 9.4% from $3.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Advisor Group deployed $253M of net new capital in Q3 2016, opening 223 new positions and adding to 1,948 existing holdings. Its largest new stake was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $20.9M trimmed.

  • Advisor Group's largest Q3 2016 buy was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.
  • Advisor Group added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.3M increase.
  • Advisor Group's biggest Q3 2016 reduction was Vanguard Total Stock Market ETF, cutting an estimated $20.9M.
  • Advisor Group fully exited ProShares Ultra MSCI EAFE in Q3 2016, selling an estimated $9.14M.
  • Advisor Group's ten largest holdings make up 13% of its $4.16B portfolio in Q3 2016.
  • Advisor Group opened 223 new positions and closed 273 in Q3 2016.
  • Advisor Group's portfolio value rose 9.4% quarter-over-quarter to $4.16B.

Based on Advisor Group's 13F filing for Q3 2016, filed 9 Nov 2016.