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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.16B
AUM Growth
+$356M
Cap. Flow
+$253M
Cap. Flow %
6.09%
Top 10 Hldgs %
12.71%
Holding
4,889
New
223
Increased
1,948
Reduced
1,490
Closed
273

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.3M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$19.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$13.7M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$13.5M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$18.2M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$13.4M
5
GOVI icon
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
+$9.69M

Sector Composition

Rank Sector Weight
1 Technology 6.16%
2 Financials 5.31%
3 Healthcare 5.27%
4 Industrials 5.07%
5 Consumer Staples 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
101
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$9.19M 0.22%
66,821
-96,552
-59% -$13.4M
VUG icon
102
Vanguard Growth ETF
VUG
$216B
$9.19M 0.22%
490,860
-12,144
-2% -$226K
GOOG icon
103
Alphabet (Google) Class C
GOOG
$3.9T
$9.06M 0.22%
232,980
-2,380
-1% -$90.4K
HSBC.PRA
104
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$8.93M 0.21%
348,224
-1,625
-0.5% -$42.3K
XLK icon
105
State Street Technology Select Sector SPDR ETF
XLK
$115B
$8.92M 0.21%
373,294
+55,408
+17% +$1.29M
COP icon
106
ConocoPhillips
COP
$147B
$8.81M 0.21%
202,548
-18,389
-8% -$764K
WMT icon
107
Walmart Inc
WMT
$871B
$8.69M 0.21%
361,431
+42,399
+13% +$1.03M
DIA icon
108
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$8.58M 0.21%
46,912
+9,759
+26% +$1.79M
FPE icon
109
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$8.56M 0.21%
437,899
+66,396
+18% +$1.3M
IAU icon
110
iShares Gold Trust
IAU
$63B
$8.48M 0.2%
334,193
+83,886
+34% +$2.16M
CMI icon
111
Cummins
CMI
$91.7B
$8.38M 0.2%
65,420
+18,220
+39% +$2.21M
QCOM icon
112
Qualcomm
QCOM
$176B
$8.19M 0.2%
119,608
+13,455
+13% +$818K
QQEW icon
113
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$8.15M 0.2%
178,183
-128,153
-42% -$5.73M
VDC icon
114
Vanguard Consumer Staples ETF
VDC
$7.86B
$8.15M 0.2%
59,522
+11,009
+23% +$1.54M
SDY icon
115
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$8.11M 0.2%
96,137
+7,543
+9% +$643K
VBR icon
116
Vanguard Small-Cap Value ETF
VBR
$37.1B
$8M 0.19%
72,289
-616
-0.8% -$67.6K
XLY icon
117
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$7.87M 0.19%
196,700
+6,740
+4% +$272K
VCIT icon
118
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$7.83M 0.19%
87,382
-549
-0.6% -$49.1K
IWS icon
119
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$7.74M 0.19%
100,780
-212,076
-68% -$16.2M
XLI icon
120
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$7.64M 0.18%
130,778
+37,249
+40% +$2.16M
TIP icon
121
iShares TIPS Bond ETF
TIP
$14.5B
$7.59M 0.18%
65,183
+8,844
+16% +$1.03M
IEFA icon
122
iShares Core MSCI EAFE ETF
IEFA
$186B
$7.51M 0.18%
136,278
+15,253
+13% +$823K
XLU icon
123
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$7.49M 0.18%
305,880
-15,300
-5% -$388K
GSLC icon
124
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$7.46M 0.18%
171,142
+15,516
+10% +$678K
EEMV icon
125
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$7.33M 0.18%
135,595
+24,383
+22% +$1.3M
3 4
5
6 7

Similar funds

LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q3 2016 Portfolio in Review

As of Q3 2016, Advisor Group held 4,889 positions worth $4.16B, up 9.4% from $3.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Advisor Group deployed $253M of net new capital in Q3 2016, opening 223 new positions and adding to 1,948 existing holdings. Its largest new stake was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $20.9M trimmed.

  • Advisor Group's largest Q3 2016 buy was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.
  • Advisor Group added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.3M increase.
  • Advisor Group's biggest Q3 2016 reduction was Vanguard Total Stock Market ETF, cutting an estimated $20.9M.
  • Advisor Group fully exited ProShares Ultra MSCI EAFE in Q3 2016, selling an estimated $9.14M.
  • Advisor Group's ten largest holdings make up 13% of its $4.16B portfolio in Q3 2016.
  • Advisor Group opened 223 new positions and closed 273 in Q3 2016.
  • Advisor Group's portfolio value rose 9.4% quarter-over-quarter to $4.16B.

Based on Advisor Group's 13F filing for Q3 2016, filed 9 Nov 2016.