We are live on ! Find out more
AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.16B
AUM Growth
+$356M
Cap. Flow
+$253M
Cap. Flow %
6.09%
Top 10 Hldgs %
12.71%
Holding
4,889
New
223
Increased
1,948
Reduced
1,490
Closed
273

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.3M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$19.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$13.7M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$13.5M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$18.2M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$13.4M
5
GOVI icon
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
+$9.69M

Sector Composition

Rank Sector Weight
1 Technology 6.16%
2 Financials 5.31%
3 Healthcare 5.27%
4 Industrials 5.07%
5 Consumer Staples 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AA icon
626
Alcoa
AA
$11.7B
$1.03M 0.02%
42,387
+621
+1% +$15.1K
OXLC
627
Oxford Lane Capital
OXLC
$830M
$1.03M 0.02%
19,699
-258
-1% -$13.1K
HOG icon
628
Harley-Davidson
HOG
$2.68B
$1.03M 0.02%
19,582
+254
+1% +$13.1K
XSD icon
629
State Street SPDR S&P Semiconductor ETF
XSD
$2.78B
$1.02M 0.02%
19,190
+2,385
+14% +$118K
DLS icon
630
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$1.02M 0.02%
16,573
-2,122
-11% -$126K
ZROZ icon
631
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.34B
$1.01M 0.02%
7,483
+928
+14% +$127K
MCHP icon
632
Microchip Technology
MCHP
$42.8B
$1.01M 0.02%
32,484
-12,368
-28% -$360K
COMT icon
633
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$1M 0.02%
30,824
+1,726
+6% +$55.1K
PIV
634
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$1M 0.02%
39,913
+4,835
+14% +$122K
ESBA icon
635
Empire State Realty Series ES
ESBA
$1.49B
$997K 0.02%
47,818
+39,215
+456% +$807K
CHK
636
DELISTED
Chesapeake Energy Corporation
CHK
$996K 0.02%
794
+347
+78% +$400K
VIAB
637
DELISTED
Viacom Inc. Class B
VIAB
$996K 0.02%
26,112
+1,054
+4% +$43.7K
FTR
638
DELISTED
Frontier Communications Corp.
FTR
$996K 0.02%
15,966
+926
+6% +$66K
FNDA icon
639
Schwab Fundamental US Small Company Index ETF
FNDA
$9.17B
$992K 0.02%
63,678
+372
+0.6% +$5.72K
MSI icon
640
Motorola Solutions
MSI
$69.4B
$991K 0.02%
12,995
-3,024
-19% -$221K
KBWY icon
641
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$319M
$985K 0.02%
27,450
+10,663
+64% +$395K
SCTO
642
DELISTED
Global X JPMorgan US Sector Rotator Index ETF
SCTO
$982K 0.02%
41,143
-17,980
-30% -$429K
VSS icon
643
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$978K 0.02%
9,825
+631
+7% +$61.4K
SH icon
644
ProShares Short S&P500
SH
$887M
$973K 0.02%
6,389
-13,856
-68% -$2.13M
KSU
645
DELISTED
Kansas City Southern
KSU
$967K 0.02%
10,363
+4,525
+78% +$429K
DIV icon
646
Global X SuperDividend US ETF
DIV
$787M
$964K 0.02%
38,731
+5,076
+15% +$128K
PRU icon
647
Prudential Financial
PRU
$41.7B
$963K 0.02%
11,784
+505
+4% +$38.7K
HAS icon
648
Hasbro
HAS
$12.6B
$962K 0.02%
12,127
+448
+4% +$36.4K
ZBH icon
649
Zimmer Biomet
ZBH
$17.7B
$956K 0.02%
7,566
+238
+3% +$29.4K
OGE icon
650
OGE Energy
OGE
$10.3B
$955K 0.02%
30,183
+492
+2% +$15.6K
24 25
26
27 28

Similar funds

LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q3 2016 Portfolio in Review

As of Q3 2016, Advisor Group held 4,889 positions worth $4.16B, up 9.4% from $3.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Advisor Group deployed $253M of net new capital in Q3 2016, opening 223 new positions and adding to 1,948 existing holdings. Its largest new stake was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $20.9M trimmed.

  • Advisor Group's largest Q3 2016 buy was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.
  • Advisor Group added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.3M increase.
  • Advisor Group's biggest Q3 2016 reduction was Vanguard Total Stock Market ETF, cutting an estimated $20.9M.
  • Advisor Group fully exited ProShares Ultra MSCI EAFE in Q3 2016, selling an estimated $9.14M.
  • Advisor Group's ten largest holdings make up 13% of its $4.16B portfolio in Q3 2016.
  • Advisor Group opened 223 new positions and closed 273 in Q3 2016.
  • Advisor Group's portfolio value rose 9.4% quarter-over-quarter to $4.16B.

Based on Advisor Group's 13F filing for Q3 2016, filed 9 Nov 2016.