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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.16B
AUM Growth
+$356M
Cap. Flow
+$253M
Cap. Flow %
6.09%
Top 10 Hldgs %
12.71%
Holding
4,889
New
223
Increased
1,948
Reduced
1,490
Closed
273

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.3M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$19.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$13.7M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$13.5M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$18.2M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$13.4M
5
GOVI icon
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
+$9.69M

Sector Composition

Rank Sector Weight
1 Technology 6.16%
2 Financials 5.31%
3 Healthcare 5.27%
4 Industrials 5.07%
5 Consumer Staples 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPU icon
601
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$1.1M 0.03%
27,220
+5,986
+28% +$253K
STIP icon
602
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$1.1M 0.03%
10,855
-877
-7% -$88.6K
CY
603
DELISTED
Cypress Semiconductor
CY
$1.09M 0.03%
89,549
+76
+0.1% +$868
TMP icon
604
Tompkins Financial
TMP
$1.45B
$1.09M 0.03%
14,237
-913
-6% -$65.3K
HYT icon
605
BlackRock Corporate High Yield Fund
HYT
$1.36B
$1.09M 0.03%
100,455
+6,813
+7% +$73.2K
PXD
606
DELISTED
Pioneer Natural Resource Co.
PXD
$1.09M 0.03%
5,854
+2,786
+91% +$474K
FYT icon
607
First Trust Small Cap Value AlphaDEX Fund
FYT
$189M
$1.08M 0.03%
35,149
+1,014
+3% +$30.6K
OPK icon
608
Opko Health
OPK
$921M
$1.08M 0.03%
101,844
+42,603
+72% +$424K
REGN icon
609
Regeneron Pharmaceuticals
REGN
$68.8B
$1.08M 0.03%
2,682
-11
-0.4% -$4.41K
SHPG
610
DELISTED
Shire pic
SHPG
$1.08M 0.03%
5,543
+7
+0.1% +$1.36K
IHE icon
611
iShares US Pharmaceuticals ETF
IHE
$1.47B
$1.07M 0.03%
21,594
-1,290
-6% -$65.4K
IPFF
612
DELISTED
iShares International Preferred Stock ETF
IPFF
$1.07M 0.03%
66,386
-18,317
-22% -$296K
FNX icon
613
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.07M 0.03%
20,282
-5,141
-20% -$270K
STX icon
614
Seagate
STX
$193B
$1.07M 0.03%
27,800
+2,379
+9% +$77.2K
LEA icon
615
Lear
LEA
$7.19B
$1.07M 0.03%
8,824
+340
+4% +$38.7K
CMS icon
616
CMS Energy
CMS
$23.1B
$1.07M 0.03%
25,434
+15,937
+168% +$696K
PDT
617
John Hancock Premium Dividend Fund
PDT
$634M
$1.06M 0.03%
64,728
-7,776
-11% -$132K
XRX icon
618
Xerox
XRX
$337M
$1.06M 0.03%
39,715
-4,207
-10% -$109K
DLN icon
619
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$1.06M 0.03%
27,474
+6,352
+30% +$245K
SCHW
620
Charles Schwab
SCHW
$177B
$1.06M 0.03%
33,495
+2,278
+7% +$66.8K
CASY icon
621
Casey's General Stores
CASY
$31.9B
$1.06M 0.03%
8,789
-319
-4% -$41.1K
ITM icon
622
VanEck Intermediate Muni ETF
ITM
$2.14B
$1.05M 0.03%
21,449
+1,814
+9% +$89.7K
TEI
623
Templeton Emerging Markets Income Fund
TEI
$310M
$1.05M 0.03%
95,935
+424
+0.4% +$4.63K
ADBE icon
624
Adobe
ADBE
$89.5B
$1.05M 0.03%
9,646
+1,334
+16% +$134K
OMC icon
625
Omnicom Group
OMC
$22.7B
$1.04M 0.02%
12,180
-1,638
-12% -$137K
23 24
25
26 27

Similar funds

LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q3 2016 Portfolio in Review

As of Q3 2016, Advisor Group held 4,889 positions worth $4.16B, up 9.4% from $3.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Advisor Group deployed $253M of net new capital in Q3 2016, opening 223 new positions and adding to 1,948 existing holdings. Its largest new stake was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $20.9M trimmed.

  • Advisor Group's largest Q3 2016 buy was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.
  • Advisor Group added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.3M increase.
  • Advisor Group's biggest Q3 2016 reduction was Vanguard Total Stock Market ETF, cutting an estimated $20.9M.
  • Advisor Group fully exited ProShares Ultra MSCI EAFE in Q3 2016, selling an estimated $9.14M.
  • Advisor Group's ten largest holdings make up 13% of its $4.16B portfolio in Q3 2016.
  • Advisor Group opened 223 new positions and closed 273 in Q3 2016.
  • Advisor Group's portfolio value rose 9.4% quarter-over-quarter to $4.16B.

Based on Advisor Group's 13F filing for Q3 2016, filed 9 Nov 2016.