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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+1.26%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$13.6B
AUM Growth
+$511M
Cap. Flow
+$403M
Cap. Flow %
2.97%
Top 10 Hldgs %
19.83%
Holding
5,639
New
250
Increased
2,204
Reduced
2,035
Closed
202

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$87M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$85.7M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$83.9M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$44.2M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$35.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$137M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$86.1M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$45M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$44.2M
5
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$26.4M

Sector Composition

Rank Sector Weight
1 Technology 5.76%
2 Financials 4.57%
3 Healthcare 3.52%
4 Consumer Discretionary 3.45%
5 Industrials 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADXS
5426
DELISTED
Advaxis Inc
ADXS
$0 ﹤0.01%
13
-1
-7% -$1
LORL
5427
DELISTED
Loral Space and Communications, Inc.
LORL
$0 ﹤0.01%
5
– –
MDLA
5428
DELISTED
Medallia, Inc.
MDLA
$0 ﹤0.01%
+13
New +$461
GPX
5429
DELISTED
GP Strategies Corp.
GPX
– –
-29
Closed –
SOGO
5430
DELISTED
Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share
SOGO
$0 ﹤0.01%
50
– –
IFFT
5431
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– –
-63
Closed -$3K
SQBG
5432
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
4
-2
-33% -$29
KIN
5433
DELISTED
Kindred Biosciences, Inc.
KIN
– –
-14
Closed –
MMAC
5434
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
$0 ﹤0.01%
12
– –
CHMA
5435
DELISTED
Chiasma, Inc. Common Stock
CHMA
– –
-50
Closed –
NYMTO
5436
DELISTED
New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock
NYMTO
– –
-700
Closed -$17K
FCBP
5437
DELISTED
First Choice Bancorp Common Stock
FCBP
$0 ﹤0.01%
5
– –
PTVCB
5438
DELISTED
Protective Insurance Corporation Class B Common Stock
PTVCB
$0 ﹤0.01%
8
– –
NMCI
5439
DELISTED
Navios Maritime Containers L.P. Common Units
NMCI
$0 ﹤0.01%
33
-15
-31% -$31
TALO.WS
5440
DELISTED
Talos Energy, Inc. Warrants to purchase common stock (expiring February 28, 2021)
TALO.WS
$0 ﹤0.01%
153
– –
UCI
5441
DELISTED
E-TRACS UBS Bloomberg CMCI ETN
UCI
– –
-821
Closed -$12K
HUD
5442
DELISTED
Hudson Ltd. Class A Common Shares
HUD
$0 ﹤0.01%
21
-64
-75% -$793
BITA
5443
DELISTED
Bitauto Holdings Limited
BITA
– –
-450
Closed -$5K
BREW
5444
DELISTED
Craft Brew Alliance, Inc.
BREW
$0 ﹤0.01%
24
– –
GCAP
5445
DELISTED
Gain Capital Holdings, Inc.
GCAP
– –
-464
Closed -$2K
TTPH
5446
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$0 ﹤0.01%
57
-1
-2% -$7
SDRL
5447
DELISTED
Seadrill Limited Common Stock
SDRL
$0 ﹤0.01%
16
+5
+45% +$16
CTRC
5448
DELISTED
Centric Brands Inc. Common Stock
CTRC
– –
-3,000
Closed -$12K
AVH
5449
DELISTED
AVIANCA HOLDINGS S.A.
AVH
– –
-1,424
Closed -$5K
INAP
5450
DELISTED
Internap Corporation
INAP
$0 ﹤0.01%
153
-25
-14% -$65
216 217
218
219 220

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EM
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HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q3 2019 Portfolio in Review

As of Q3 2019, Advisor Group held 5,639 positions worth $13.6B, up 3.9% from $13B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Advisor Group's Q3 2019 filing shows 250 new, 2,204 increased, 2,035 reduced and 202 closed positions. Its largest new stake was Xtrackers S&P 500 ESG ETF: 166,135 shares worth $4.26M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $137M.

By sector, the portfolio is most concentrated in Technology at 5.8% of assets, down from 5.9% a quarter earlier, followed by Financials and Healthcare.

  • Advisor Group's largest Q3 2019 buy was Xtrackers S&P 500 ESG ETF: 166,135 shares worth $4.26M.
  • Advisor Group added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $87M increase.
  • Advisor Group's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $137M.
  • Advisor Group fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.89M.
  • Advisor Group's ten largest holdings make up 20% of its $13.6B portfolio in Q3 2019.
  • Advisor Group opened 250 new positions and closed 202 in Q3 2019.
  • Advisor Group's portfolio value rose 3.9% quarter-over-quarter to $13.6B.

Based on Advisor Group's 13F filing for Q3 2019, filed 13 Nov 2019.