AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Quarter Est. Return
1 Year Est. Return
+24.86%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$13.5B
AUM Growth
+$511M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,587
New
Increased
Reduced
Closed

Top Buys

1
+$87.4M
2
+$87M
3
+$85M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$45.2M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$35.8M

Top Sells

1
+$136M
2
+$86.9M
3
+$44.5M
4
SPTI icon
SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$44.4M
5
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$27.7M

Sector Composition

1 Technology 5.76%
2 Financials 4.57%
3 Healthcare 3.52%
4 Consumer Discretionary 3.45%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRLP
5326
DELISTED
SPRAGUE RESOURCES LP
SRLP
– –
-1,845
USAK
5327
DELISTED
USA Truck Inc
USAK
– –
-200
VANIW
5328
DELISTED
Vivani Medical, Inc. Warrants expiring 03/14/2024
VANIW
$0 ﹤0.01%
46
BKEP
5329
DELISTED
Blueknight Energy Partners L.P.
BKEP
$0 ﹤0.01%
100
JP
5330
DELISTED
Jupai Holdings Limited American depositary shares, each representing six ordinary shares
JP
– –
-5,025
HSTO
5331
DELISTED
Histogen Inc. Common Stock
HSTO
$0 ﹤0.01%
5
IRCP
5332
DELISTED
IRSA Propiedades Comerciales S.A.
IRCP
$0 ﹤0.01%
+21
VWTR
5333
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
– –
-100
HBP
5334
DELISTED
Huttig Building Products, Inc.
HBP
– –
-21
GSS
5335
DELISTED
Golden Star Resources Ltd.
GSS
$0 ﹤0.01%
100
JRJC
5336
DELISTED
China Finance Online Co., Ltd.
JRJC
$0 ﹤0.01%
10
ADXS
5337
DELISTED
Advaxis Inc
ADXS
$0 ﹤0.01%
13
-1
LORL
5338
DELISTED
Loral Space and Communications, Inc.
LORL
$0 ﹤0.01%
5
MDLA
5339
DELISTED
Medallia, Inc.
MDLA
$0 ﹤0.01%
+13
SQBG
5340
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
4
-2
KIN
5341
DELISTED
Kindred Biosciences, Inc.
KIN
– –
-14
MMAC
5342
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
$0 ﹤0.01%
12
CHMA
5343
DELISTED
Chiasma, Inc. Common Stock
CHMA
– –
-50
NYMTO
5344
DELISTED
New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock
NYMTO
– –
-700
FCBP
5345
DELISTED
First Choice Bancorp Common Stock
FCBP
$0 ﹤0.01%
5
PTVCB
5346
DELISTED
Protective Insurance Corporation Class B Common Stock
PTVCB
$0 ﹤0.01%
8
NMCI
5347
DELISTED
Navios Maritime Containers L.P. Common Units
NMCI
$0 ﹤0.01%
33
-15
TALO.WS
5348
DELISTED
Talos Energy, Inc. Warrants to purchase common stock (expiring February 28, 2021)
TALO.WS
$0 ﹤0.01%
153
UCI
5349
DELISTED
E-TRACS UBS Bloomberg CMCI ETN
UCI
– –
-821
HUD
5350
DELISTED
Hudson Ltd. Class A Common Shares
HUD
$0 ﹤0.01%
21
-64
212 213
214
215 216