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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$9.92B
AUM Growth
+$2.65B
Cap. Flow
+$2.27B
Cap. Flow %
22.91%
Top 10 Hldgs %
19.04%
Holding
5,439
New
370
Increased
3,092
Reduced
1,020
Closed
187

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$107M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$90.7M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$80.4M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$66.6M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$55.8M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$49.9M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$18.6M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$9.75M
4
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$9.29M
5
HYD icon
VanEck High Yield Muni ETF
HYD
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 6.45%
2 Financials 4.92%
3 Healthcare 4.41%
4 Industrials 4.1%
5 Consumer Discretionary 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVMI
5076
Nova
NVMI
$13.9B
– –
-3,775
Closed -$103K
NWPX icon
5077
NWPX Infrastructure Inc
NWPX
$1.25B
– –
-50
Closed -$1K
OCGN icon
5078
Ocugen
OCGN
$410M
$0 ﹤0.01%
2
– –
IMDX
5079
Insight Molecular Diagnostics
IMDX
$153M
$0 ﹤0.01%
1
– –
OPP
5080
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
– –
-2,829
Closed -$49K
OSS icon
5081
One Stop Systems
OSS
$309M
– –
-163
Closed -$1K
PALI icon
5082
Palisade Bio
PALI
$339M
– –
0
– –
PBPB
5083
DELISTED
Potbelly
PBPB
– –
-654
Closed -$8K
PDLB icon
5084
Ponce Financial Group
PDLB
$489M
$0 ﹤0.01%
+10
New +$107
PERI icon
5085
Perion Network
PERI
$367M
$0 ﹤0.01%
47
– –
PHIO icon
5086
Phio Pharmaceuticals
PHIO
$12.1M
– –
0
– –
PMTS icon
5087
CPI Card Group
PMTS
$224M
$0 ﹤0.01%
23
– –
PRPO icon
5088
Precipio
PRPO
$42.3M
– –
0
– –
PRTA icon
5089
Prothena Corp
PRTA
$458M
$0 ﹤0.01%
2
– –
PSTV icon
5090
Plus Therapeutics
PSTV
$26.4M
– –
0
– –
PULM icon
5091
Pulmatrix
PULM
$6.03M
– –
-6
Closed -$1K
QCRH icon
5092
QCR Holdings
QCRH
$1.65B
– –
-4
Closed –
HTT
5093
High Templar Tech Ltd
HTT
$377M
– –
-31
Closed –
QMCO icon
5094
Quantum Corp
QMCO
$437M
$0 ﹤0.01%
+9
New +$367
QVAL icon
5095
Alpha Architect US Quantitative Value ETF
QVAL
$572M
– –
-2,975
Closed -$92K
RBBN icon
5096
Ribbon Communications
RBBN
$354M
$0 ﹤0.01%
20
– –
REW icon
5097
Proshares UltraShort Technology
REW
$3.48M
– –
0
– –
RFL icon
5098
Rafael Holdings
RFL
$111M
$0 ﹤0.01%
53
– –
RGS icon
5099
Regis Corp
RGS
$69.9M
$0 ﹤0.01%
+1
New +$383
RIOT icon
5100
Riot Platforms
RIOT
$8.52B
$0 ﹤0.01%
65
– –
202 203
204
205 206

Similar funds

LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q3 2018 Portfolio in Review

As of Q3 2018, Advisor Group held 5,439 positions worth $9.92B, up 36% from $7.27B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Advisor Group deployed $2.27B of net new capital in Q3 2018, opening 370 new positions and adding to 3,092 existing holdings. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 145,601 shares worth $6.99M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $49.9M trimmed.

  • Advisor Group's largest Q3 2018 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 145,601 shares worth $6.99M.
  • Advisor Group added most to Vanguard S&P 500 ETF in Q3 2018, an estimated $107M increase.
  • Advisor Group's biggest Q3 2018 reduction was iShares Russell 2000 Value ETF, cutting an estimated $49.9M.
  • Advisor Group fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $1.27M.
  • Advisor Group's ten largest holdings make up 19% of its $9.92B portfolio in Q3 2018.
  • Advisor Group opened 370 new positions and closed 187 in Q3 2018.
  • Advisor Group's portfolio value rose 36% quarter-over-quarter to $9.92B.

Based on Advisor Group's 13F filing for Q3 2018, filed 14 Nov 2018.