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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.36B
AUM Growth
+$664M
Cap. Flow
+$458M
Cap. Flow %
7.2%
Top 10 Hldgs %
17.39%
Holding
5,174
New
225
Increased
2,375
Reduced
1,449
Closed
190

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$56.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$35.3M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$23.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$20.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$18.2M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$20.3M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$14.4M
3
ONEV icon
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
+$11.4M
4
SSO icon
ProShares Ultra S&P500
SSO
+$10.8M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.44M

Sector Composition

Rank Sector Weight
1 Technology 5.76%
2 Financials 5.5%
3 Healthcare 4.61%
4 Industrials 4.51%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHL
5001
DELISTED
Blackrock Defined Opp Crt Tr
BHL
– –
-4,882
Closed -$48K
GLA
5002
DELISTED
GlassBridge Enterprises, Inc.
GLA
– –
-2
Closed –
COVS
5003
DELISTED
Covisint Corporation
COVS
– –
-4
Closed –
RAI
5004
DELISTED
Reynolds American Inc
RAI
– –
-63,013
Closed -$4.1M
IPU
5005
DELISTED
SPDR S&P International Utilities Sector
IPU
– –
-278
Closed -$5K
IPK
5006
DELISTED
SPDR S&P International Technology Sector
IPK
– –
-145
Closed -$6K
IST
5007
DELISTED
SPDR S&P International Telecommunications Sector
IST
– –
-780
Closed -$19K
KCG
5008
DELISTED
KCG Holdings, Inc.
KCG
– –
-566
Closed -$11K
PNRA
5009
DELISTED
Panera Bread Co
PNRA
– –
-287
Closed -$90K
KATE
5010
DELISTED
Kate Spade & Company
KATE
– –
-6,772
Closed -$125K
WPT
5011
DELISTED
World Point Terminals, LP
WPT
– –
-250
Closed -$4K
BHI
5012
DELISTED
Baker Hughes
BHI
– –
-4,145
Closed -$227K
ALJ
5013
DELISTED
Alon USA Energy Inc
ALJ
– –
-1,492
Closed -$20K
OKS
5014
DELISTED
Oneok Partners LP
OKS
– –
-49,093
Closed -$2.51M
SRSC
5015
DELISTED
SEARS Canada Inc.
SRSC
– –
-22
Closed –
CIE
5016
DELISTED
Cobalt International Energy, Inc
CIE
$0 ﹤0.01%
67
– –
TEAR
5017
DELISTED
TearLab Corporation
TEAR
– –
-500
Closed -$1K
DRYS
5018
DELISTED
DryShips Inc. Common Stock
DRYS
– –
-11
Closed –
QBAK
5019
DELISTED
Qualstar Corp
QBAK
– –
-1,500
Closed -$8K
ORIG
5020
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
0
– –
BSPM
5021
DELISTED
Biostar Pharmaceuticals, Inc.
BSPM
– –
-39
Closed –
IO
5022
DELISTED
ION Geophysical Corporation
IO
$0 ﹤0.01%
+16
New +$97
CBMX
5023
DELISTED
CombiMatrix Corporation
CBMX
– –
-10,076
Closed -$54K
ATV
5024
DELISTED
Acorn International
ATV
$0 ﹤0.01%
26
– –
CPAH
5025
DELISTED
Counterpath Corp
CPAH
$0 ﹤0.01%
190
– –
199 200
201
202 203

Similar funds

LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q3 2017 Portfolio in Review

As of Q3 2017, Advisor Group held 5,174 positions worth $6.36B, up 12% from $5.69B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Advisor Group deployed $458M of net new capital in Q3 2017, opening 225 new positions and adding to 2,375 existing holdings. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 35,052 shares worth $3.51M.

By sector, the portfolio is most concentrated in Technology at 5.8% of assets, up from 5.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $20.3M trimmed.

  • Advisor Group's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 35,052 shares worth $3.51M.
  • Advisor Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $56.7M increase.
  • Advisor Group's biggest Q3 2017 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $20.3M.
  • Advisor Group fully exited Reynolds American Inc in Q3 2017, selling an estimated $4.1M.
  • Advisor Group's ten largest holdings make up 17% of its $6.36B portfolio in Q3 2017.
  • Advisor Group opened 225 new positions and closed 190 in Q3 2017.
  • Advisor Group's portfolio value rose 12% quarter-over-quarter to $6.36B.

Based on Advisor Group's 13F filing for Q3 2017, filed 6 Nov 2017.