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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.42B
AUM Growth
+$267M
Cap. Flow
+$209M
Cap. Flow %
4.71%
Top 10 Hldgs %
13.81%
Holding
4,872
New
252
Increased
1,839
Reduced
1,597
Closed
212

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$30.8M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$16.8M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$14.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$12.8M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$11M

Top Sells

Rank Stock Value
1
WBII
WBI BullBear Global Income ETF
WBII
+$13.8M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$10.2M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.67M
4
MORE
Monogram Residential Trust, Inc.
MORE
+$9.1M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$8.36M

Sector Composition

Rank Sector Weight
1 Financials 5.82%
2 Technology 5.75%
3 Industrials 5.05%
4 Healthcare 4.74%
5 Consumer Staples 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEV icon
4426
ProShares Trust UltraShort MSCI Emerging Markets
EEV
$2.49M
– –
-40
Closed -$6K
EGAN icon
4427
eGain
EGAN
$176M
$0 ﹤0.01%
50
– –
ENPH icon
4428
Enphase Energy
ENPH
$4.84B
– –
-1,000
Closed -$1K
ENTA icon
4429
Enanta Pharmaceuticals
ENTA
$372M
– –
-840
Closed -$22K
ESEA icon
4430
Euroseas
ESEA
$543M
$0 ﹤0.01%
6
– –
EWA icon
4431
PUT
iShares MSCI Australia ETF
EWA
$1.34B
– –
-32
Closed -$3K
FCT
4432
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$0 ﹤0.01%
22
– –
FENG
4433
Phoenix New Media
FENG
$16.8M
$0 ﹤0.01%
17
-96
-85% -$2.12K
FLC
4434
Flaherty & Crumrine Total Return Fund
FLC
$174M
– –
-3,725
Closed -$78K
FRO icon
4435
Frontline
FRO
$8.75B
$0 ﹤0.01%
44
+1
+2% +$7
FSS icon
4436
Federal Signal
FSS
$7.25B
– –
-465
Closed -$6K
GBF icon
4437
iShares Government/Credit Bond ETF
GBF
$133M
– –
-80
Closed -$9K
GDEN
4438
DELISTED
Golden Entertainment
GDEN
$0 ﹤0.01%
18
– –
GDX icon
4439
CALL
VanEck Gold Miners ETF
GDX
$23B
– –
-7
Closed -$1K
GEVO icon
4440
Gevo
GEVO
$396M
$0 ﹤0.01%
6
+3
+100% +$407
GIGM icon
4441
GigaMedia
GIGM
$15.2M
$0 ﹤0.01%
20
– –
GLDD
4442
DELISTED
Great Lakes Dredge & Dock
GLDD
– –
-125
Closed –
GNT
4443
GAMCO Natural Resources, Gold & Income Trust
GNT
$138M
– –
-3,386
Closed -$26K
GPI icon
4444
Group 1 Automotive
GPI
$3.94B
$0 ﹤0.01%
2
– –
GSAT icon
4445
Globalstar
GSAT
$10.2B
$0 ﹤0.01%
4
-67
-94% -$1.05K
HEPA
4446
DELISTED
Hepion Pharmaceuticals
HEPA
– –
0
– –
HLIT icon
4447
Harmonic Inc
HLIT
$1.21B
$0 ﹤0.01%
50
-1,603
-97% -$8.23K
HOFT icon
4448
Hooker Furnishings Corp
HOFT
$148M
– –
-675
Closed -$17K
IBND icon
4449
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$453M
– –
-61
Closed -$2K
ICAD
4450
DELISTED
iCAD Inc
ICAD
$0 ﹤0.01%
163
– –
176 177
178
179 180

Similar funds

LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q4 2016 Portfolio in Review

As of Q4 2016, Advisor Group held 4,872 positions worth $4.42B, up 6.4% from $4.16B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Advisor Group deployed $209M of net new capital in Q4 2016, opening 252 new positions and adding to 1,839 existing holdings. Its largest new stake was WBI Power Factor High Dividend ETF: 250,066 shares worth $6.16M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was WBI BullBear Global Income ETF, an estimated $13.8M trimmed.

  • Advisor Group's largest Q4 2016 buy was WBI Power Factor High Dividend ETF: 250,066 shares worth $6.16M.
  • Advisor Group added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $30.8M increase.
  • Advisor Group's biggest Q4 2016 reduction was WBI BullBear Global Income ETF, cutting an estimated $13.8M.
  • Advisor Group fully exited First Trust International Multi-Asset Diversified Income Index Fund in Q4 2016, selling an estimated $1.41M.
  • Advisor Group's ten largest holdings make up 14% of its $4.42B portfolio in Q4 2016.
  • Advisor Group opened 252 new positions and closed 212 in Q4 2016.
  • Advisor Group's portfolio value rose 6.4% quarter-over-quarter to $4.42B.

Based on Advisor Group's 13F filing for Q4 2016, filed 31 Jan 2017.