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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.16B
AUM Growth
+$356M
Cap. Flow
+$253M
Cap. Flow %
6.09%
Top 10 Hldgs %
12.71%
Holding
4,889
New
223
Increased
1,948
Reduced
1,490
Closed
273

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.3M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$19.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$13.7M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$13.5M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$18.2M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$13.4M
5
GOVI icon
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
+$9.69M

Sector Composition

Rank Sector Weight
1 Technology 6.16%
2 Financials 5.31%
3 Healthcare 5.27%
4 Industrials 5.07%
5 Consumer Staples 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLNY.PRC
4151
DELISTED
Colony Capital, Inc
CLNY.PRC
$2K ﹤0.01%
100
– –
UWTI
4152
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
$2K ﹤0.01%
+65
New +$1.48K
STRZB
4153
DELISTED
Starz - Series B
STRZB
$2K ﹤0.01%
55
– –
BLOX
4154
DELISTED
Infoblox Inc
BLOX
$2K ﹤0.01%
60
– –
LVNTB
4155
DELISTED
Liberty Interactive Corporation Series B Liberty Ventures
LVNTB
$2K ﹤0.01%
+49
New +$1.96K
MGT
4156
DELISTED
MGT CAPITAL INVESTMENTS INC COM NEW (DE)
MGT
$2K ﹤0.01%
+1,000
New +$3.2K
PVCT
4157
DELISTED
PROVECTUS BIOPHARMACEUTICALS, INC. (DE)
PVCT
$2K ﹤0.01%
23,650
– –
EPIQ
4158
DELISTED
EPIQ SYSTEMS INC
EPIQ
$2K ﹤0.01%
93
-3,224
-97% -$51.5K
CTIC
4159
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$2K ﹤0.01%
550
– –
REGI
4160
DELISTED
Renewable Energy Group, Inc.
REGI
$2K ﹤0.01%
266
– –
NTP
4161
DELISTED
Nam Tai Property Inc.
NTP
$2K ﹤0.01%
250
– –
BAS
4162
DELISTED
Basis Energy Services, Inc.
BAS
$2K ﹤0.01%
5
– –
OMED
4163
DELISTED
OncoMed Pharmaceuticals, Inc.
OMED
$2K ﹤0.01%
140
– –
PARN
4164
DELISTED
Parnell Pharmaceuticals Holdings Ltd
PARN
$2K ﹤0.01%
1,507
– –
GAF
4165
DELISTED
SPDR S&P Emerging Middle East & Africa ETF
GAF
$2K ﹤0.01%
40
– –
ACCO icon
4166
Acco Brands
ACCO
$369M
$1K ﹤0.01%
100
-174
-64% -$1.79K
ACLS icon
4167
Axcelis
ACLS
$4.12B
$1K ﹤0.01%
67
– –
ACNT icon
4168
Ascent Industries
ACNT
$137M
$1K ﹤0.01%
100
– –
AMSC icon
4169
American Superconductor
AMSC
$1.48B
$1K ﹤0.01%
114
– –
AORT icon
4170
Artivion
AORT
$1.23B
$1K ﹤0.01%
50
– –
ARTW icon
4171
Arts-Way Manufacturing Co
ARTW
$11.4M
$1K ﹤0.01%
200
– –
ATEC icon
4172
Alphatec Holdings
ATEC
$1.27B
$1K ﹤0.01%
108
– –
ATLC icon
4173
Atlanticus Holdings
ATLC
$1.5B
$1K ﹤0.01%
240
– –
AVDL
4174
DELISTED
Avadel Pharmaceuticals
AVDL
$1K ﹤0.01%
104
+2
+2% +$26
BMRN icon
4175
CALL
BioMarin Pharmaceuticals
BMRN
$11.5B
$1K ﹤0.01%
+3
New +$282
165 166
167
168 169

Similar funds

LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q3 2016 Portfolio in Review

As of Q3 2016, Advisor Group held 4,889 positions worth $4.16B, up 9.4% from $3.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Advisor Group deployed $253M of net new capital in Q3 2016, opening 223 new positions and adding to 1,948 existing holdings. Its largest new stake was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $20.9M trimmed.

  • Advisor Group's largest Q3 2016 buy was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.
  • Advisor Group added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.3M increase.
  • Advisor Group's biggest Q3 2016 reduction was Vanguard Total Stock Market ETF, cutting an estimated $20.9M.
  • Advisor Group fully exited ProShares Ultra MSCI EAFE in Q3 2016, selling an estimated $9.14M.
  • Advisor Group's ten largest holdings make up 13% of its $4.16B portfolio in Q3 2016.
  • Advisor Group opened 223 new positions and closed 273 in Q3 2016.
  • Advisor Group's portfolio value rose 9.4% quarter-over-quarter to $4.16B.

Based on Advisor Group's 13F filing for Q3 2016, filed 9 Nov 2016.