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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.16B
AUM Growth
+$356M
Cap. Flow
+$253M
Cap. Flow %
6.09%
Top 10 Hldgs %
12.71%
Holding
4,889
New
223
Increased
1,948
Reduced
1,490
Closed
273

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.3M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$19.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$13.7M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$13.5M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$18.2M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$13.4M
5
GOVI icon
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
+$9.69M

Sector Composition

Rank Sector Weight
1 Technology 6.16%
2 Financials 5.31%
3 Healthcare 5.27%
4 Industrials 5.07%
5 Consumer Staples 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIT icon
4101
Wipro
WIT
$18.5B
$2K ﹤0.01%
901
– –
XIN
4102
DELISTED
Xinyuan Real Estate
XIN
$2K ﹤0.01%
38
+32
+533% +$1.84K
XTNT icon
4103
Xtant Medical Holdings
XTNT
$60.1M
$2K ﹤0.01%
122
– –
ZUMZ icon
4104
Zumiez
ZUMZ
$320M
$2K ﹤0.01%
100
– –
MTUS icon
4105
Metallus
MTUS
$873M
$2K ﹤0.01%
202
-3
-1% -$30
CMBT
4106
CMB.TECH NV
CMBT
$4.57B
$2K ﹤0.01%
300
-1,829
-86% -$16K
EQC
4107
DELISTED
Equity Commonwealth
EQC
$2K ﹤0.01%
+75
New +$2.27K
ITCI
4108
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$2K ﹤0.01%
+102
New +$4.12K
CDMO
4109
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$2K ﹤0.01%
500
+357
+250% +$959
LUMO
4110
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$2K ﹤0.01%
11
– –
SEEL
4111
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
LSXMB
4112
DELISTED
Liberty Media Corporation Series B Liberty SiriusXM Common Stock
LSXMB
$2K ﹤0.01%
75
– –
CONN
4113
DELISTED
Conn's Inc.
CONN
$2K ﹤0.01%
107
– –
HEP
4114
DELISTED
Holly Energy Partners, L.P.
HEP
$2K ﹤0.01%
67
-11
-14% -$373
AVTA
4115
DELISTED
Avantax, Inc. Common Stock
AVTA
$2K ﹤0.01%
150
-165
-52% -$1.83K
BICK
4116
DELISTED
First Trust BICK Index Fund
BICK
$2K ﹤0.01%
94
– –
CEA
4117
DELISTED
China Eastern Airlines
CEA
$2K ﹤0.01%
98
– –
ECOM
4118
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$2K ﹤0.01%
162
-38
-19% -$514
SREV
4119
DELISTED
ServiceSource International, Inc.
SREV
$2K ﹤0.01%
342
– –
ENIA
4120
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$2K ﹤0.01%
272
-2,690
-91% -$23.1K
HMHC
4121
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$2K ﹤0.01%
158
+55
+53% +$857
RESN
4122
DELISTED
Resonant Inc.
RESN
$2K ﹤0.01%
350
– –
SQBG
4123
DELISTED
Sequential Brands Group, Inc.
SQBG
$2K ﹤0.01%
9
-162
-95% -$49.4K
RP
4124
DELISTED
RealPage, Inc.
RP
$2K ﹤0.01%
105
+37
+54% +$921
MEN
4125
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$2K ﹤0.01%
122
– –
163 164
165
166 167

Similar funds

LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q3 2016 Portfolio in Review

As of Q3 2016, Advisor Group held 4,889 positions worth $4.16B, up 9.4% from $3.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Advisor Group deployed $253M of net new capital in Q3 2016, opening 223 new positions and adding to 1,948 existing holdings. Its largest new stake was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $20.9M trimmed.

  • Advisor Group's largest Q3 2016 buy was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.
  • Advisor Group added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.3M increase.
  • Advisor Group's biggest Q3 2016 reduction was Vanguard Total Stock Market ETF, cutting an estimated $20.9M.
  • Advisor Group fully exited ProShares Ultra MSCI EAFE in Q3 2016, selling an estimated $9.14M.
  • Advisor Group's ten largest holdings make up 13% of its $4.16B portfolio in Q3 2016.
  • Advisor Group opened 223 new positions and closed 273 in Q3 2016.
  • Advisor Group's portfolio value rose 9.4% quarter-over-quarter to $4.16B.

Based on Advisor Group's 13F filing for Q3 2016, filed 9 Nov 2016.