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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.16B
AUM Growth
+$356M
Cap. Flow
+$253M
Cap. Flow %
6.09%
Top 10 Hldgs %
12.71%
Holding
4,889
New
223
Increased
1,948
Reduced
1,490
Closed
273

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.3M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$19.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$13.7M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$13.5M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$18.2M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$13.4M
5
GOVI icon
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
+$9.69M

Sector Composition

Rank Sector Weight
1 Technology 6.16%
2 Financials 5.31%
3 Healthcare 5.27%
4 Industrials 5.07%
5 Consumer Staples 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BW icon
3526
Babcock & Wilcox
BW
$1.43B
$9K ﹤0.01%
59
+37
+168% +$5.93K
CASH icon
3527
Pathward Financial
CASH
$1.81B
$9K ﹤0.01%
447
-75
-14% -$1.43K
CCJ icon
3528
Cameco
CCJ
$38.3B
$9K ﹤0.01%
1,082
-4,039
-79% -$38.9K
CHMI
3529
Cherry Hill Mortgage Investment Corp
CHMI
$83M
$9K ﹤0.01%
539
– –
DBJP icon
3530
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$690M
$9K ﹤0.01%
279
-146
-34% -$4.69K
ERH
3531
Allspring Utilities & High Income Fund
ERH
$105M
$9K ﹤0.01%
700
– –
FCN icon
3532
FTI Consulting
FCN
$4.82B
$9K ﹤0.01%
201
+50
+33% +$2.16K
FUL icon
3533
H.B. Fuller
FUL
$3B
$9K ﹤0.01%
206
+122
+145% +$5.66K
GBF icon
3534
iShares Government/Credit Bond ETF
GBF
$133M
$9K ﹤0.01%
80
-88
-52% -$10.3K
GERN icon
3535
Geron
GERN
$911M
$9K ﹤0.01%
4,200
-800
-16% -$2.07K
GLU
3536
Gabelli Utility & Income Trust
GLU
$116M
$9K ﹤0.01%
500
– –
GNSS icon
3537
Genasys
GNSS
$75.6M
$9K ﹤0.01%
4,760
– –
GORO icon
3538
Goldgroup Mining Inc.
GORO
$151M
$9K ﹤0.01%
1,231
– –
HTHT icon
3539
Huazhu Hotels Group
HTHT
$12.4B
$9K ﹤0.01%
832
+64
+8% +$669
IOSP icon
3540
Innospec
IOSP
$2.09B
$9K ﹤0.01%
149
-184
-55% -$10.2K
KOPN icon
3541
Kopin
KOPN
$663M
$9K ﹤0.01%
4,350
– –
LPL icon
3542
LG Display
LPL
$3.17B
$9K ﹤0.01%
678
-83
-11% -$1.1K
MATV icon
3543
Mativ Holdings
MATV
$448M
$9K ﹤0.01%
234
+56
+31% +$2.13K
NAC icon
3544
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$9K ﹤0.01%
530
– –
NBIX icon
3545
Neurocrine Biosciences
NBIX
$17.7B
$9K ﹤0.01%
187
+57
+44% +$2.84K
NGL icon
3546
NGL Energy Partners
NGL
$1.94B
$9K ﹤0.01%
494
-29
-6% -$534
NWSA icon
3547
News Corp Class A
NWSA
$14.5B
$9K ﹤0.01%
719
-2,656
-79% -$35K
ODC icon
3548
Oil-Dri
ODC
$1.43B
$9K ﹤0.01%
500
– –
PIPR icon
3549
Piper Sandler
PIPR
$5.14B
$9K ﹤0.01%
740
+424
+134% +$4.62K
SCS
3550
DELISTED
Steelcase
SCS
$9K ﹤0.01%
635
+622
+4,785% +$8.88K
140 141
142
143 144

Similar funds

LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q3 2016 Portfolio in Review

As of Q3 2016, Advisor Group held 4,889 positions worth $4.16B, up 9.4% from $3.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Advisor Group deployed $253M of net new capital in Q3 2016, opening 223 new positions and adding to 1,948 existing holdings. Its largest new stake was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $20.9M trimmed.

  • Advisor Group's largest Q3 2016 buy was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.
  • Advisor Group added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.3M increase.
  • Advisor Group's biggest Q3 2016 reduction was Vanguard Total Stock Market ETF, cutting an estimated $20.9M.
  • Advisor Group fully exited ProShares Ultra MSCI EAFE in Q3 2016, selling an estimated $9.14M.
  • Advisor Group's ten largest holdings make up 13% of its $4.16B portfolio in Q3 2016.
  • Advisor Group opened 223 new positions and closed 273 in Q3 2016.
  • Advisor Group's portfolio value rose 9.4% quarter-over-quarter to $4.16B.

Based on Advisor Group's 13F filing for Q3 2016, filed 9 Nov 2016.