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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.16B
AUM Growth
+$356M
Cap. Flow
+$253M
Cap. Flow %
6.09%
Top 10 Hldgs %
12.71%
Holding
4,889
New
223
Increased
1,948
Reduced
1,490
Closed
273

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.3M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$19.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$13.7M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$13.5M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$18.2M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$13.4M
5
GOVI icon
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
+$9.69M

Sector Composition

Rank Sector Weight
1 Technology 6.16%
2 Financials 5.31%
3 Healthcare 5.27%
4 Industrials 5.07%
5 Consumer Staples 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDF
3026
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$23K ﹤0.01%
2,358
-824
-26% -$8.19K
TLGT
3027
DELISTED
Teligent, Inc
TLGT
$23K ﹤0.01%
295
-22
-7% -$1.75K
KLXI
3028
DELISTED
KLX Inc.
KLXI
$23K ﹤0.01%
744
-30
-4% -$863
KITE
3029
DELISTED
Kite Pharma, Inc.
KITE
$23K ﹤0.01%
400
-7
-2% -$390
OSN
3030
DELISTED
Ossen Innovation Co., Ltd.
OSN
$23K ﹤0.01%
10,000
+1,667
+20% +$4.08K
KMM
3031
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$23K ﹤0.01%
2,639
– –
BDSI
3032
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$23K ﹤0.01%
8,650
+1,650
+24% +$4.19K
SVA
3033
DELISTED
Sinovac Biotech, Ltd
SVA
$23K ﹤0.01%
3,900
– –
EMO
3034
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.03B
$22K ﹤0.01%
340
-135
-28% -$8.8K
ENTA icon
3035
Enanta Pharmaceuticals
ENTA
$370M
$22K ﹤0.01%
840
-188
-18% -$4.37K
EVR icon
3036
Evercore
EVR
$13.2B
$22K ﹤0.01%
431
-608
-59% -$30.6K
EWS icon
3037
iShares MSCI Singapore ETF
EWS
$1.03B
$22K ﹤0.01%
1,034
+464
+81% +$10.1K
FDM icon
3038
First Trust Dow Jones Select MicroCap Index Fund
FDM
$262M
$22K ﹤0.01%
596
– –
GDOT icon
3039
Green Dot
GDOT
$746M
$22K ﹤0.01%
921
+28
+3% +$656
HRZN icon
3040
Horizon Technology Finance
HRZN
$294M
$22K ﹤0.01%
1,680
+400
+31% +$5.37K
LFVN icon
3041
LifeVantage
LFVN
$80.4M
$22K ﹤0.01%
2,342
+2,218
+1,789% +$28.8K
NYT icon
3042
New York Times
NYT
$11.7B
$22K ﹤0.01%
1,856
-1,087
-37% -$13.8K
PDS
3043
Precision Drilling
PDS
$1.04B
$22K ﹤0.01%
267
-172
-39% -$15.1K
PLUG icon
3044
Plug Power
PLUG
$2.87B
$22K ﹤0.01%
13,057
-453
-3% -$753
SXC icon
3045
SunCoke Energy
SXC
$765M
$22K ﹤0.01%
2,682
– –
UYG icon
3046
ProShares Ultra Financials
UYG
$826M
$22K ﹤0.01%
897
-321
-26% -$7.68K
VEGI icon
3047
iShares MSCI Agriculture Producers ETF
VEGI
$153M
$22K ﹤0.01%
900
– –
WCC
3048
WESCO International
WCC
$16.5B
$22K ﹤0.01%
359
– –
P
3049
DELISTED
Pandora Media Inc
P
$22K ﹤0.01%
1,538
+488
+46% +$6.59K
EEQ
3050
DELISTED
Enbridge Energy Management Llc
EEQ
$22K ﹤0.01%
1,011
-10
-1% -$190
120 121
122
123 124

Similar funds

LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q3 2016 Portfolio in Review

As of Q3 2016, Advisor Group held 4,889 positions worth $4.16B, up 9.4% from $3.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Advisor Group deployed $253M of net new capital in Q3 2016, opening 223 new positions and adding to 1,948 existing holdings. Its largest new stake was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $20.9M trimmed.

  • Advisor Group's largest Q3 2016 buy was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.
  • Advisor Group added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.3M increase.
  • Advisor Group's biggest Q3 2016 reduction was Vanguard Total Stock Market ETF, cutting an estimated $20.9M.
  • Advisor Group fully exited ProShares Ultra MSCI EAFE in Q3 2016, selling an estimated $9.14M.
  • Advisor Group's ten largest holdings make up 13% of its $4.16B portfolio in Q3 2016.
  • Advisor Group opened 223 new positions and closed 273 in Q3 2016.
  • Advisor Group's portfolio value rose 9.4% quarter-over-quarter to $4.16B.

Based on Advisor Group's 13F filing for Q3 2016, filed 9 Nov 2016.