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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.16B
AUM Growth
+$356M
Cap. Flow
+$253M
Cap. Flow %
6.09%
Top 10 Hldgs %
12.71%
Holding
4,889
New
223
Increased
1,948
Reduced
1,490
Closed
273

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.3M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$19.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$13.7M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$13.5M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$18.2M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$13.4M
5
GOVI icon
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
+$9.69M

Sector Composition

Rank Sector Weight
1 Technology 6.16%
2 Financials 5.31%
3 Healthcare 5.27%
4 Industrials 5.07%
5 Consumer Staples 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMI icon
2976
Nuveen Municipal Income
NMI
$131M
$25K ﹤0.01%
1,950
– –
VLUE icon
2977
iShares MSCI USA Value Factor ETF
VLUE
$9.38B
$25K ﹤0.01%
380
-395
-51% -$25.5K
NWLI
2978
DELISTED
National Western Life Group, Inc. Class A
NWLI
$25K ﹤0.01%
120
– –
FMBI
2979
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$25K ﹤0.01%
1,316
-149
-10% -$2.82K
ZIXI
2980
DELISTED
Zix Corporation
ZIXI
$25K ﹤0.01%
6,000
– –
QTS
2981
DELISTED
QTS REALTY TRUST, INC.
QTS
$25K ﹤0.01%
464
+36
+8% +$1.97K
JE
2982
DELISTED
Just Energy Group Inc
JE
$25K ﹤0.01%
148
+28
+23% +$5.3K
JPMV
2983
DELISTED
iShares Edge MSCI Min Vol Japan ETF
JPMV
$25K ﹤0.01%
413
– –
EMES
2984
DELISTED
Emerge Energy Services LP
EMES
$25K ﹤0.01%
1,995
-75
-4% -$856
IPCI
2985
DELISTED
Intellipharmaceuticals International Inc.
IPCI
$25K ﹤0.01%
1,179
+653
+124% +$11.7K
CGI
2986
DELISTED
Celadon Group Inc
CGI
$25K ﹤0.01%
+2,850
New +$22.9K
ALR
2987
DELISTED
Alere Inc
ALR
$25K ﹤0.01%
562
– –
AXJV
2988
DELISTED
iShares Edge MSCI Min Vol Asia ex Japan ETF
AXJV
$25K ﹤0.01%
494
– –
CWT icon
2989
California Water Service
CWT
$3.04B
$24K ﹤0.01%
749
-5,798
-89% -$187K
DRN icon
2990
Direxion Daily Real Estate Bull 3X ETF
DRN
$48M
$24K ﹤0.01%
1,004
-104
-9% -$2.74K
DTF
2991
DTF Tax-Free Income 2028 Term Fund
DTF
$80.7M
$24K ﹤0.01%
1,500
– –
FDUS icon
2992
Fidus Investment
FDUS
$751M
$24K ﹤0.01%
1,516
– –
FOXF icon
2993
Fox Factory Holding Corp
FOXF
$779M
$24K ﹤0.01%
1,029
-500
-33% -$9.84K
HDG icon
2994
ProShares Hedge Replication ETF
HDG
$21.9M
$24K ﹤0.01%
565
+178
+46% +$7.55K
IAF
2995
abrdn Australia Equity Fund
IAF
$120M
$24K ﹤0.01%
1,390
– –
PFN
2996
PIMCO Income Strategy Fund II
PFN
$693M
$24K ﹤0.01%
2,404
+2
+0.1% +$19
PFO
2997
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$118M
$24K ﹤0.01%
2,054
– –
PRGS icon
2998
Progress Software
PRGS
$1.59B
$24K ﹤0.01%
885
-216
-20% -$6.18K
QVAL icon
2999
Alpha Architect US Quantitative Value ETF
QVAL
$582M
$24K ﹤0.01%
1,035
– –
VHC icon
3000
VirnetX Holding Corp
VHC
$51M
$24K ﹤0.01%
373
-15
-4% -$941
118 119
120
121 122

Similar funds

LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q3 2016 Portfolio in Review

As of Q3 2016, Advisor Group held 4,889 positions worth $4.16B, up 9.4% from $3.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Advisor Group deployed $253M of net new capital in Q3 2016, opening 223 new positions and adding to 1,948 existing holdings. Its largest new stake was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $20.9M trimmed.

  • Advisor Group's largest Q3 2016 buy was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.
  • Advisor Group added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.3M increase.
  • Advisor Group's biggest Q3 2016 reduction was Vanguard Total Stock Market ETF, cutting an estimated $20.9M.
  • Advisor Group fully exited ProShares Ultra MSCI EAFE in Q3 2016, selling an estimated $9.14M.
  • Advisor Group's ten largest holdings make up 13% of its $4.16B portfolio in Q3 2016.
  • Advisor Group opened 223 new positions and closed 273 in Q3 2016.
  • Advisor Group's portfolio value rose 9.4% quarter-over-quarter to $4.16B.

Based on Advisor Group's 13F filing for Q3 2016, filed 9 Nov 2016.