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AG

Advisor Group Portfolio holdings

AUM $14.5B
1-Year Est. Return 24.86%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+24.86%
3 Year Est. Return
+39.54%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.16B
AUM Growth
+$356M
Cap. Flow
+$253M
Cap. Flow %
6.09%
Top 10 Hldgs %
12.71%
Holding
4,889
New
223
Increased
1,948
Reduced
1,490
Closed
273

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.3M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$19.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$13.7M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$13.5M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$20.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$18.2M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$13.4M
5
GOVI icon
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
+$9.69M

Sector Composition

Rank Sector Weight
1 Technology 6.16%
2 Financials 5.31%
3 Healthcare 5.27%
4 Industrials 5.07%
5 Consumer Staples 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMO icon
2901
Invesco Municipal Opportunity Trust
VMO
$653M
$28K ﹤0.01%
1,985
+736
+59% +$10.7K
ZTR
2902
Virtus Total Return Fund
ZTR
$340M
$28K ﹤0.01%
2,358
– –
MFV
2903
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$28K ﹤0.01%
4,861
+1,400
+40% +$7.88K
NYMX
2904
DELISTED
Nymox Pharmaceutical Corp
NYMX
$28K ﹤0.01%
8,645
-633
-7% -$2.07K
FMO
2905
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$28K ﹤0.01%
347
– –
FMK
2906
DELISTED
First Trust Mega Cap AlphaDEX Fund
FMK
$28K ﹤0.01%
1,026
– –
FWP
2907
DELISTED
Forward Pharma A/S American Depositary Shares
FWP
$28K ﹤0.01%
190
+58
+44% +$8.16K
ILG
2908
DELISTED
ILG, Inc Common Stock
ILG
$28K ﹤0.01%
1,658
-70
-4% -$1.21K
LVL
2909
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
$28K ﹤0.01%
2,810
-308
-10% -$3.05K
FIG
2910
DELISTED
Fortress Investment Group Llc
FIG
$28K ﹤0.01%
5,763
-281
-5% -$1.38K
MENT
2911
DELISTED
Mentor Graphics Corp
MENT
$28K ﹤0.01%
1,056
-170
-14% -$3.86K
QIWI
2912
DELISTED
QIWI PLC
QIWI
$28K ﹤0.01%
1,889
+103
+6% +$1.4K
BAK icon
2913
Braskem
BAK
$972M
$27K ﹤0.01%
1,717
-7,642
-82% -$100K
BGFV
2914
DELISTED
Big 5 Sporting Goods
BGFV
$27K ﹤0.01%
+2,000
New +$24.5K
CSIQ icon
2915
Canadian Solar
CSIQ
$936M
$27K ﹤0.01%
1,920
+1,770
+1,180% +$24.4K
FOCL
2916
EDAP TMS S.A.
FOCL
$231M
$27K ﹤0.01%
9,165
– –
EMLC icon
2917
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$27K ﹤0.01%
713
+501
+236% +$19K
FDRR icon
2918
Fidelity Dividend ETF for Rising Rates
FDRR
$733M
$27K ﹤0.01%
+1,057
New +$26.9K
GAL icon
2919
State Street Global Allocation ETF
GAL
$302M
$27K ﹤0.01%
791
– –
GNRC icon
2920
Generac Holdings
GNRC
$11.6B
$27K ﹤0.01%
746
-44
-6% -$1.59K
MHF
2921
Western Asset Municipal High Income Fund
MHF
$152M
$27K ﹤0.01%
3,414
– –
NGVT icon
2922
Ingevity
NGVT
$2.59B
$27K ﹤0.01%
581
-186
-24% -$7.85K
NKTR icon
2923
Nektar Therapeutics
NKTR
$2.41B
$27K ﹤0.01%
103
+7
+7% +$1.8K
PMT
2924
PennyMac Mortgage Investment
PMT
$839M
$27K ﹤0.01%
1,708
– –
PMX
2925
DELISTED
PIMCO Municipal Income Fund III
PMX
$27K ﹤0.01%
2,085
-1,325
-39% -$16.9K
115 116
117
118 119

Similar funds

LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Advisor Group's Q3 2016 Portfolio in Review

As of Q3 2016, Advisor Group held 4,889 positions worth $4.16B, up 9.4% from $3.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Advisor Group deployed $253M of net new capital in Q3 2016, opening 223 new positions and adding to 1,948 existing holdings. Its largest new stake was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Total Stock Market ETF, an estimated $20.9M trimmed.

  • Advisor Group's largest Q3 2016 buy was State Street SPDR Russell 1000 Low Volatility Focus ETF: 152,264 shares worth $9.9M.
  • Advisor Group added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.3M increase.
  • Advisor Group's biggest Q3 2016 reduction was Vanguard Total Stock Market ETF, cutting an estimated $20.9M.
  • Advisor Group fully exited ProShares Ultra MSCI EAFE in Q3 2016, selling an estimated $9.14M.
  • Advisor Group's ten largest holdings make up 13% of its $4.16B portfolio in Q3 2016.
  • Advisor Group opened 223 new positions and closed 273 in Q3 2016.
  • Advisor Group's portfolio value rose 9.4% quarter-over-quarter to $4.16B.

Based on Advisor Group's 13F filing for Q3 2016, filed 9 Nov 2016.