Advisor Group’s Intercontinental Exchange ICE Stock Holding History

Advisor Group’s Portfolio ICE Stock Details ICE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$3.19M	Buy	34,400 +8,674	+34%	+$805K	0.02%	590
2019 Q3	$2.38M	Buy	25,726 +35	+0.1%	+$3.19K	0.02%	695
2019 Q2	$2.21M	Buy	25,691 +3,921	+18%	+$320K	0.02%	716
2019 Q1	$1.66M	Sell	21,770 -6,799	-24%	-$509K	0.01%	796
2018 Q4	$2.15M	Sell	28,569 -2,679	-9%	-$205K	0.02%	605
2018 Q3	$2.34M	Buy	31,248 +375	+1%	+$28.2K	0.02%	583
2018 Q2	$2.27M	Buy	30,873 +3,781	+14%	+$275K	0.03%	504
2018 Q1	$1.97M	Sell	27,092 -4,450	-14%	-$325K	0.03%	565
2017 Q4	$2.23M	Buy	31,542 +2,471	+8%	+$170K	0.03%	522
2017 Q3	$2M	Buy	29,071 +9,445	+48%	+$622K	0.03%	506
2017 Q2	$1.29M	Sell	19,626 -4,058	-17%	-$249K	0.02%	630
2017 Q1	$1.42M	Buy	23,684 +11,699	+98%	+$685K	0.03%	571
2016 Q4	$676K	Sell	11,985 -295	-2%	-$16.3K	0.02%	841
2016 Q3	$662K	Buy	12,280 +510	+4%	+$27.8K	0.02%	824
2016 Q2	$600K	Buy	+11,770	New	+$594K	0.02%	829

Other funds holding ICE

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Capital International Investors

Capital International Investors Los Angeles, California $427B AUM 29.17% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Lazard Asset Management

Lazard Asset Management New York $60.7B AUM 22.47% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Janus Henderson Group

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return