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AHB

Abner Herrman & Brock Portfolio holdings

AUM $1.05B
1-Year Est. Return 42.66%
This Fund
S&P 500
This Quarter Est. Return
+1.68%
1 Year Est. Return
+42.66%
3 Year Est. Return
+139.43%
5 Year Est. Return
+198.75%
10 Year Est. Return
+705.09%
AUM
$677M
AUM Growth
-$20.2M
Cap. Flow
-$26.2M
Cap. Flow %
-3.87%
Top 10 Hldgs %
39.62%
Holding
138
New
6
Increased
36
Reduced
55
Closed
8

Top Buys

Rank Stock Value
1
GPN icon
Global Payments
GPN
+$4.93M
2
EW icon
Edwards Lifesciences
EW
+$4.09M
3
SYK icon
Stryker
SYK
+$2.7M
4
ADBE icon
Adobe
ADBE
+$2.64M
5
CMCSA icon
Comcast
CMCSA
+$2.58M

Top Sells

Rank Stock Value
1
HPQ icon
HP
HPQ
+$12.1M
2
C icon
Citigroup
C
+$5.59M
3
CAT icon
Caterpillar
CAT
+$5.12M
4
MS icon
Morgan Stanley
MS
+$3.83M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.52M

Sector Composition

Rank Sector Weight
1 Financials 25.84%
2 Industrials 17.17%
3 Healthcare 15.31%
4 Technology 14.4%
5 Consumer Discretionary 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QVCD
101
DELISTED
QVC Inc 6.375% Senior Secured Notes due 2067
QVCD
$265K 0.04%
10,000
– –
SRC.PRA
102
DELISTED
Spirit Realty Capital, Inc. 6.000 Percent Series A Cumulative Redeemable Preferred Stock
SRC.PRA
$262K 0.04%
10,000
– –
MRSH
103
Marsh
MRSH
$91.9B
$261K 0.04%
2,605
+44
+2% +$4.4K
LPG icon
104
Dorian LPG
LPG
$2.13B
$259K 0.04%
25,000
– –
ETP.PRD
105
DELISTED
Energy Transfer Operating, L.P. 7.625% Series D Fixed-to-Floating Rate Cumulative Redeemable Perpetu
ETP.PRD
$247K 0.04%
10,000
– –
ETP.PRC
106
DELISTED
Energy Transfer Operating, L.P. 7.375% Series C Fixed-to-Floating Rate Cumulative Redeemable Perpetu
ETP.PRC
$245K 0.04%
10,000
– –
COST icon
107
Costco
COST
$419B
$243K 0.04%
+842
New +$237K
DHR icon
108
Danaher
DHR
$152B
$243K 0.04%
1,900
+5
+0.3% +$626
DCP.PRB
109
DELISTED
DCP Midstream, LP 7.875% Series B Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units
DCP.PRB
$241K 0.04%
10,000
– –
CB icon
110
Chubb
CB
$131B
$239K 0.04%
1,482
-234
-14% -$36.2K
ICE icon
111
Intercontinental Exchange
ICE
$91.1B
$236K 0.03%
2,560
– –
DTE icon
112
DTE Energy
DTE
$28.3B
$233K 0.03%
2,062
+53
+3% +$5.86K
COUP
113
DELISTED
Coupa Software Incorporated
COUP
$233K 0.03%
1,800
-200
-10% -$27.7K
ZTS icon
114
Zoetis
ZTS
$32B
$229K 0.03%
1,838
+72
+4% +$8.69K
UNMA
115
Unum Group 6.250% Junior Subordinated Notes due 2058
UNMA
$260M
$221K 0.03%
8,000
– –
DUK icon
116
Duke Energy
DUK
$93.8B
$215K 0.03%
2,245
-267
-11% -$24.3K
PAYX icon
117
Paychex
PAYX
$45.2B
$214K 0.03%
2,584
-45
-2% -$3.74K
PNC icon
118
PNC Financial Services
PNC
$96.6B
$214K 0.03%
1,530
-350
-19% -$47.5K
D icon
119
Dominion Energy
D
$57.7B
$213K 0.03%
2,630
-135
-5% -$10.4K
PRU icon
120
Prudential Financial
PRU
$41.3B
$207K 0.03%
2,303
-25,381
-92% -$2.3M
COWNZ
121
DELISTED
Cowen Inc. 7.35% Senior Notes Due 2027
COWNZ
$207K 0.03%
8,000
– –
GMLPP
122
DELISTED
Golar LNG Partners LP 8.75 Percent Series A Cumulative Redeemable Preferred Units
GMLPP
$201K 0.03%
+8,000
New +$202K
MUX icon
123
McEwen Inc
MUX
$1.25B
$21K ﹤0.01%
1,350
– –
CAT icon
124
Caterpillar
CAT
$368B
– –
-37,553
Closed -$5.12M
EXC icon
125
Exelon
EXC
$45.3B
– –
-6,465
Closed -$221K
2 3 4
5
6

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FMP
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PGA
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CIP
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Abner Herrman & Brock's Q3 2019 Portfolio in Review

As of Q3 2019, Abner Herrman & Brock held 138 positions worth $677M, down 2.9% from $697M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Abner Herrman & Brock withdrew a net $26.2M in Q3 2019, closing 8 positions and reducing 55 holdings. Its most notable exit was HP, an estimated $12.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 26% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Abner Herrman & Brock opened a new position in Global Payments worth $4.8M.

  • Abner Herrman & Brock's largest Q3 2019 buy was Global Payments: 30,215 shares worth $4.8M.
  • Abner Herrman & Brock added most to Adobe in Q3 2019, an estimated $2.64M increase.
  • Abner Herrman & Brock's biggest Q3 2019 reduction was Citigroup, cutting an estimated $5.59M.
  • Abner Herrman & Brock fully exited HP in Q3 2019, selling an estimated $12.1M.
  • Abner Herrman & Brock's ten largest holdings make up 40% of its $677M portfolio in Q3 2019.
  • Abner Herrman & Brock opened 6 new positions and closed 8 in Q3 2019.
  • Abner Herrman & Brock's portfolio value fell 2.9% quarter-over-quarter to $677M.

Based on Abner Herrman & Brock's 13F filing for Q3 2019, filed 11 Oct 2019.