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AHB

Abner Herrman & Brock Portfolio holdings

AUM $1.05B
1-Year Est. Return 42.66%
This Fund
S&P 500
This Quarter Est. Return
+1.68%
1 Year Est. Return
+42.66%
3 Year Est. Return
+139.43%
5 Year Est. Return
+198.75%
10 Year Est. Return
+705.09%
AUM
$677M
AUM Growth
-$20.2M
Cap. Flow
-$26.2M
Cap. Flow %
-3.87%
Top 10 Hldgs %
39.62%
Holding
138
New
6
Increased
36
Reduced
55
Closed
8

Top Buys

Rank Stock Value
1
GPN icon
Global Payments
GPN
+$4.93M
2
EW icon
Edwards Lifesciences
EW
+$4.09M
3
SYK icon
Stryker
SYK
+$2.7M
4
ADBE icon
Adobe
ADBE
+$2.64M
5
CMCSA icon
Comcast
CMCSA
+$2.58M

Top Sells

Rank Stock Value
1
HPQ icon
HP
HPQ
+$12.1M
2
C icon
Citigroup
C
+$5.59M
3
CAT icon
Caterpillar
CAT
+$5.12M
4
MS icon
Morgan Stanley
MS
+$3.83M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.52M

Sector Composition

Rank Sector Weight
1 Financials 25.84%
2 Industrials 17.17%
3 Healthcare 15.31%
4 Technology 14.4%
5 Consumer Discretionary 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
76
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$495K 0.07%
1,669
-351
-17% -$104K
GILD icon
77
Gilead Sciences
GILD
$181B
$451K 0.07%
7,108
-62
-0.9% -$4.05K
AEP icon
78
American Electric Power
AEP
$66.6B
$418K 0.06%
4,459
-180
-4% -$16.3K
SBUX icon
79
Starbucks
SBUX
$123B
$396K 0.06%
4,473
-56
-1% -$5.19K
PEG icon
80
Public Service Enterprise Group
PEG
$36.5B
$370K 0.05%
5,967
– –
AMGN icon
81
Amgen
AMGN
$234B
$362K 0.05%
1,870
-102
-5% -$19.6K
CL icon
82
Colgate-Palmolive
CL
$72.3B
$358K 0.05%
4,865
+73
+2% +$5.3K
CLNY.PRJ
83
DELISTED
Colony Capital, Inc. 7.125% Series J Cumulative Redeemable Perpetual Preferred Stock
CLNY.PRJ
$348K 0.05%
15,000
– –
INTU icon
84
Intuit
INTU
$97.9B
$339K 0.05%
1,273
– –
LHX icon
85
L3Harris
LHX
$48.9B
$328K 0.05%
1,570
+17
+1% +$3.48K
WM icon
86
Waste Management
WM
$87.8B
$321K 0.05%
2,788
– –
PARA
87
DELISTED
Paramount Global Class B
PARA
$303K 0.04%
7,500
– –
SEAL.PRB
88
Seapeak LLC 8.50% Series B Preferred Units
SEAL.PRB
$174M
$300K 0.04%
12,000
– –
CELG
89
DELISTED
Celgene Corp
CELG
$298K 0.04%
3,000
– –
PPG icon
90
PPG Industries
PPG
$25.4B
$284K 0.04%
2,400
– –
NSC icon
91
Norfolk Southern
NSC
$78.3B
$281K 0.04%
1,565
+511
+48% +$94K
PRS
92
Prudential Financial Inc 5.625% Junior Subordinated Notes due 2058
PRS
$468M
$278K 0.04%
10,000
– –
BHFAL
93
Brighthouse Financial 6.25% Junior Subordinated Debentures due 2058
BHFAL
$277K 0.04%
10,000
– –
BABA icon
94
Alibaba
BABA
$296B
$272K 0.04%
1,627
+93
+6% +$16K
IDXX icon
95
Idexx Laboratories
IDXX
$43.7B
$272K 0.04%
1,000
– –
MO icon
96
Altria Group
MO
$115B
$268K 0.04%
6,541
-2,647
-29% -$122K
ESGRO
97
DELISTED
Enstar Group Limited Depository Shares 7.00% Perpetual Non-Cumulative Preference Shares, Series E
ESGRO
$267K 0.04%
10,000
– –
OAK.PRB
98
Brookfield Oaktree Holdings LLC 6.550% Series B Preferred Units
OAK.PRB
$842M
$267K 0.04%
10,000
– –
BC.PRA
99
DELISTED
Brunswick Corporation 6.500% Senior Notes due 2048
BC.PRA
$266K 0.04%
10,000
– –
HCXY
100
Hercules Capital 6.25% Notes due 2033
HCXY
$40M
$266K 0.04%
10,000
– –
2 3
4
5 6

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PGA
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CIP
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MPMG
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Abner Herrman & Brock's Q3 2019 Portfolio in Review

As of Q3 2019, Abner Herrman & Brock held 138 positions worth $677M, down 2.9% from $697M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Abner Herrman & Brock withdrew a net $26.2M in Q3 2019, closing 8 positions and reducing 55 holdings. Its most notable exit was HP, an estimated $12.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 26% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Abner Herrman & Brock opened a new position in Global Payments worth $4.8M.

  • Abner Herrman & Brock's largest Q3 2019 buy was Global Payments: 30,215 shares worth $4.8M.
  • Abner Herrman & Brock added most to Adobe in Q3 2019, an estimated $2.64M increase.
  • Abner Herrman & Brock's biggest Q3 2019 reduction was Citigroup, cutting an estimated $5.59M.
  • Abner Herrman & Brock fully exited HP in Q3 2019, selling an estimated $12.1M.
  • Abner Herrman & Brock's ten largest holdings make up 40% of its $677M portfolio in Q3 2019.
  • Abner Herrman & Brock opened 6 new positions and closed 8 in Q3 2019.
  • Abner Herrman & Brock's portfolio value fell 2.9% quarter-over-quarter to $677M.

Based on Abner Herrman & Brock's 13F filing for Q3 2019, filed 11 Oct 2019.