A.R.T. Advisors’s S&P Global SPGI Stock Holding History

A.R.T. Advisors’s Portfolio SPGI Stock Details SPGI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-1,650	Closed	-$544K	–	243
2020 Q2	$544K	Buy	+1,650	New	+$496K	0.82%	17
2020 Q1	–	Sell	-5,215	Closed	-$1.42M	–	854
2019 Q4	$1.42M	Sell	5,215 -7,100	-58%	-$1.84M	0.07%	428
2019 Q3	$3.02M	Buy	12,315 +8,700	+241%	+$2.17M	0.15%	157
2019 Q2	$823K	Buy	+3,615	New	+$790K	0.05%	541
2019 Q1	–	Sell	-15,115	Closed	-$2.57M	–	1592
2018 Q4	$2.57M	Sell	15,115 -10,185	-40%	-$1.82M	0.17%	167
2018 Q3	$4.94M	Buy	25,300 +21,000	+488%	+$4.33M	0.23%	98
2018 Q2	$876K	Sell	4,300 -18,700	-81%	-$3.69M	0.04%	690
2018 Q1	$4.39M	Sell	23,000 -5,300	-19%	-$978K	0.18%	130
2017 Q4	$4.79M	Buy	+28,300	New	+$4.62M	0.21%	109
2017 Q1	–	Sell	-43,100	Closed	-$4.63M	–	1691
2016 Q4	$4.63M	Buy	43,100 +38,100	+762%	+$4.55M	0.28%	67
2016 Q3	$632K	Buy	+5,000	New	+$601K	0.2%	147

Other funds holding SPGI

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Edgewood Management

Edgewood Management Greenwich, Connecticut $15.5B AUM 9.67% 1-Year Est. Return

Capital International Investors

Capital International Investors Los Angeles, California $427B AUM 29.17% 1-Year Est. Return

Invesco Atlanta, Georgia $653B AUM 32.41% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return