A.R.T. Advisors’s StoneX SNEX Stock Holding History

A.R.T. Advisors’s Portfolio SNEX Stock Details SNEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-40,190	Closed	-$581K	–	846
2019 Q4	$581K	Buy	40,190 +18,563	+86%	+$230K	0.03%	782
2019 Q3	$263K	Buy	21,627 +4,387	+25%	+$51.6K	0.01%	1111
2019 Q2	$202K	Sell	17,240 -38,137	-69%	-$427K	0.01%	1109
2019 Q1	$636K	Buy	55,377 +12,487	+29%	+$148K	0.04%	656
2018 Q4	$465K	Buy	+42,890	New	+$546K	0.03%	760
2018 Q3	–	Sell	-44,240	Closed	-$677K	–	1680
2018 Q2	$677K	Sell	44,240 -5,737	-11%	-$81K	0.03%	800
2018 Q1	$632K	Buy	49,977 +18,562	+59%	+$234K	0.03%	853
2017 Q4	$395K	Sell	31,415 -8,100	-20%	-$99.9K	0.02%	982
2017 Q3	$448K	Buy	39,515 +3,038	+8%	+$33.3K	0.02%	861
2017 Q2	$408K	Sell	36,477 -6,750	-16%	-$72.7K	0.02%	893
2017 Q1	$486K	Buy	+43,227	New	+$481K	0.02%	816
2016 Q3	–	Sell	-117,197	Closed	-$947K	–	1115
2016 Q2	$947K	Buy	117,197 +67,500	+136%	+$538K	0.05%	568
2016 Q1	$393K	Buy	49,697 +28,688	+137%	+$232K	0.02%	949
2015 Q4	$208K	Sell	21,009 -109,728	-84%	-$1.05M	0.01%	1213
2015 Q3	$956K	Sell	130,737 -34,945	-21%	-$294K	0.04%	642
2015 Q2	$1.63M	Sell	165,682 -949	-0.6%	-$9.54K	0.05%	539
2015 Q1	$1.47M	Buy	+166,631	New	+$1.2M	0.05%	513

Other funds holding SNEX

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Van Berkom & Associates Montreal, Quebec, Canada $3.08B AUM 12.07% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Nine Ten Capital Management Chicago, Illinois $315M AUM 62.95% 1-Year Est. Return

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Private Capital Management (Florida) Naples, Florida $982M AUM 15.98% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Cove Street Capital El Segundo, California $76.6M AUM 36% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return