A.R.T. Advisors’s PG&E PCG Stock Holding History

A.R.T. Advisors’s Portfolio PCG Stock Details PCG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-129,700	Closed	-$5.97M	–	1564
2018 Q3	$5.97M	Buy	129,700 +54,500	+72%	+$2.43M	0.27%	69
2018 Q2	$3.2M	Sell	75,200 -41,300	-35%	-$1.79M	0.13%	215
2018 Q1	$5.12M	Buy	116,500 +27,700	+31%	+$1.18M	0.21%	98
2017 Q4	$3.98M	Buy	88,800 +13,100	+17%	+$734K	0.18%	138
2017 Q3	$5.15M	Sell	75,700 -7,900	-9%	-$541K	0.26%	73
2017 Q2	$5.55M	Buy	+83,600	New	+$5.63M	0.29%	52
2017 Q1	–	Sell	-114,200	Closed	-$6.94M	–	1639
2016 Q4	$6.94M	Buy	+114,200	New	+$6.84M	0.41%	24
2016 Q3	–	Sell	-60,609	Closed	-$3.87M	–	1036
2016 Q2	$3.87M	Sell	60,609 -5,000	-8%	-$299K	0.19%	132
2016 Q1	$3.92M	Buy	65,609 +23,400	+55%	+$1.3M	0.18%	150
2015 Q4	$2.25M	Sell	42,209 -66,640	-61%	-$3.54M	0.11%	259
2015 Q3	$5.75M	Buy	+108,849	New	+$5.56M	0.21%	108
2015 Q1	–	Sell	-12,793	Closed	-$681K	–	1623
2014 Q4	$681K	Sell	12,793 -114,564	-90%	-$5.67M	0.03%	811
2014 Q3	$5.74M	Buy	+127,357	New	+$5.86M	0.27%	83

Other funds holding PCG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Lazard Asset Management

Lazard Asset Management New York $60.7B AUM 22.47% 1-Year Est. Return

Baupost Group Boston, Massachusetts $5.12B AUM 15.99% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

D.E. Shaw & Co New York $127B AUM 43.98% 1-Year Est. Return

Anchorage Capital Group New York $436M AUM 38.51% 1-Year Est. Return

Assured Investment Management New York $79.5M AUM 115.55% 1-Year Est. Return