6CM

683 Capital Management Portfolio holdings

AUM $986M
This Quarter Return
+1.55%
1 Year Return
+26.79%
3 Year Return
+135.86%
5 Year Return
+188.43%
10 Year Return
+750.26%
AUM
$628M
AUM Growth
+$628M
Cap. Flow
+$50.8M
Cap. Flow %
8.08%
Top 10 Hldgs %
37.35%
Holding
166
New
40
Increased
20
Reduced
26
Closed
17

Top Buys

1
PCG icon
PG&E
PCG
$33.6M
2
TRUE icon
TrueCar
TRUE
$18.6M
3
TWX
Time Warner Inc
TWX
$18.3M
4
TRVG
trivago
TRVG
$15.9M
5
NYRT
New York REIT, Inc.
NYRT
$15.7M

Top Sells

1
AABA
Altaba Inc. Common Stock
AABA
$21.5M
2
GS icon
Goldman Sachs
GS
$16.6M
3
AGN
Allergan plc
AGN
$12.7M
4
COF icon
Capital One
COF
$11.7M
5
CARS icon
Cars.com
CARS
$9.45M

Sector Composition

1 Healthcare 20.17%
2 Consumer Discretionary 15.47%
3 Communication Services 12.37%
4 Financials 9.18%
5 Real Estate 8.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PLXP
76
DELISTED
PLx Pharma Inc. Common Stock
PLXP
$859K 0.07% 124,557 -124,743 -50% -$860K
RGNX icon
77
Regenxbio
RGNX
$451M
$831K 0.07% 25,000 – –
DHXM
78
DELISTED
DHX Media Ltd. Common Voting and Variable Voting Shares
DHXM
– – 0 – –
AGTC
79
DELISTED
Applied Genetic Technologies Corporation
AGTC
$778K 0.07% +216,032 New +$778K
GEF.B icon
80
Greif Class B
GEF.B
$2.65B
$762K 0.06% +10,993 New +$762K
TOVX icon
81
Theriva Biologics
TOVX
$3.94M
$762K 0.06% +1,500,000 New +$762K
BANC icon
82
Banc of California
BANC
$2.67B
$723K 0.06% 35,000 -375,600 -91% -$7.76M
TRAW icon
83
Traws Pharma
TRAW
$9.89M
$697K 0.06% 464,934 +89,934 +24% +$135K
MCHX icon
84
Marchex
MCHX
$86.6M
$646K 0.05% 200,137 – –
NESRW
85
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$595K 0.05% 725,000 +225,000 +45% +$185K
COOP icon
86
Mr. Cooper
COOP
$12.1B
$587K 0.05% 690,826 – –
NESR
87
National Energy Services Reunited Corp. Ordinary Shares
NESR
$935M
$565K 0.05% 56,750 -56,250 -50% -$560K
NXEOW
88
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
$530K 0.04% 850,000 – –
INDUW
89
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
$520K 0.04% 1,234,606 – –
EACQW
90
DELISTED
Easterly Acquisition Corp.
EACQW
$500K 0.04% 839,668 – –
ANTH
91
DELISTED
Anthera Pharmaceuticals, Inc.
ANTH
$399K 0.03% +276,809 New +$399K
ELECW
92
DELISTED
Electrum Special Acquisition Corporation
ELECW
$397K 0.03% 981,400 -57,725 -6% -$23.4K
CIE
93
DELISTED
Cobalt International Energy, Inc
CIE
$391K 0.03% +422,236 New +$391K
MMDMR
94
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$390K 0.03% 1,000,000 – –
HCAC.WS
95
DELISTED
Hennessy Capital Acquisition Corp. III
HCAC.WS
$370K 0.03% 437,500 – –
NM
96
DELISTED
Navios Maritime Holdings Inc.
NM
$360K 0.03% 300,000 – –
TDW.WS.A
97
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$290K 0.02% +131,275 New +$290K
MMDMW
98
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$275K 0.02% 500,000 – –
EVOK icon
99
Evoke Pharma
EVOK
$8.49M
$258K 0.02% +114,300 New +$258K
HYACW
100
DELISTED
Haymaker Acquisition Corp. Warrant
HYACW
$240K 0.02% +300,000 New +$240K
2 3
4
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