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1CM

1492 Capital Management Portfolio holdings

AUM $263M
1-Year Est. Return 61.9%
This Fund
S&P 500
This Quarter Est. Return
+23.99%
1 Year Est. Return
+61.9%
3 Year Est. Return
+187.15%
5 Year Est. Return
+242.53%
10 Year Est. Return
+2,731.07%
AUM
$134M
AUM Growth
+$16.8M
Cap. Flow
+$1.42M
Cap. Flow %
1.07%
Top 10 Hldgs %
41.25%
Holding
107
New
22
Increased
45
Reduced
19
Closed
14

Top Buys

Rank Stock Value
1
UPLD icon
Upland Software
UPLD
+$2.42M
2
ROCH
Roth CH Acquisition I Co. Common Stock
ROCH
+$2.01M
3
LTHM
Livent Corporation
LTHM
+$1.86M
4
ANDE icon
Andersons Inc
ANDE
+$1.77M
5
FTHM icon
Fathom Holdings
FTHM
+$1.77M

Top Sells

Rank Stock Value
1
ROCHU
Roth CH Acquisition I Co. Unit
ROCHU
+$2.06M
2
APPS icon
Digital Turbine
APPS
+$1.91M
3
SMTC icon
Semtech
SMTC
+$1.5M
4
SBCF icon
Seacoast Banking Corp of Florida
SBCF
+$1.44M
5
DBI icon
Designer Brands
DBI
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 26%
2 Consumer Discretionary 21.27%
3 Healthcare 18.87%
4 Industrials 9.44%
5 Financials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SM icon
76
SM Energy
SM
$6.87B
$198K 0.15%
124,594
+8,167
+7% +$22.8K
ROCHU
77
DELISTED
Roth CH Acquisition I Co. Unit
ROCHU
$188K 0.14%
17,637
-196,223
-92% -$2.06M
PE
78
DELISTED
PARSLEY ENERGY INC
PE
$177K 0.13%
18,867
+1,147
+6% +$12.3K
GSM icon
79
FerroAtlántica
GSM
$839M
$168K 0.13%
250,909
+16,826
+7% +$8.92K
TYME
80
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
$167K 0.13%
169,927
– –
ROCHW
81
DELISTED
Roth CH Acquisition I Co. Warrant
ROCHW
$157K 0.12%
+152,014
New +$154K
SEEL
82
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
$141K 0.11%
39
– –
PCTI
83
DELISTED
PCTEL, Inc. Common Stock
PCTI
$134K 0.1%
23,711
– –
PE
84
CALL
DELISTED
PARSLEY ENERGY INC
PE
$109K 0.08%
+11,600
New +$124K
CIO
85
DELISTED
City Office REIT
CIO
$100K 0.07%
13,243
– –
JRSH icon
86
Jerash Holdings
JRSH
$63.5M
$93K 0.07%
20,451
-82,194
-80% -$386K
SCNX
87
Scienture Holdings
SCNX
$15.4M
$93K 0.07%
997
– –
ADEA icon
88
CALL
Adeia
ADEA
$3.11B
$86K 0.06%
+28,350
New +$105K
ANDE icon
89
CALL
Andersons Inc
ANDE
$2.22B
$69K 0.05%
+3,600
New +$59.3K
MNKD icon
90
MannKind Corp
MNKD
$1.32B
$66K 0.05%
+34,928
New +$60.4K
ADEA icon
91
Adeia
ADEA
$3.11B
$47K 0.04%
+15,509
New +$57.3K
GMDA
92
DELISTED
Gamida Cell Ltd. Ordinary Shares
GMDA
$42K 0.03%
+10,000
New +$42.6K
PE
93
PUT
DELISTED
PARSLEY ENERGY INC
PE
$6K ﹤0.01%
+600
New +$6.42K
BYD icon
94
CALL
Boyd Gaming
BYD
$6.06B
– –
-30,300
Closed -$633K
COLL icon
95
Collegium Pharmaceutical
COLL
$956M
– –
-75,988
Closed -$1.33M
DBI icon
96
Designer Brands
DBI
$333M
– –
-211,073
Closed -$1.43M
EHC icon
97
Encompass Health
EHC
$12.4B
– –
-19,622
Closed -$967K
ELMD icon
98
Electromed
ELMD
$349M
– –
-39,244
Closed -$604K
GNK icon
99
CALL
Genco Shipping & Trading
GNK
$1.1B
– –
-22,000
Closed -$138K
HCAT icon
100
Health Catalyst
HCAT
$128M
– –
-12,953
Closed -$378K
1 2 3
4
5

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1492 Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, 1492 Capital Management held 107 positions worth $134M, up 14% from $117M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

1492 Capital Management's Q3 2020 filing shows 22 new, 45 increased, 19 reduced and 14 closed positions. Its largest new stake was Roth CH Acquisition I Co. Common Stock: 202,704 shares worth $2.02M. The largest sale was Roth CH Acquisition I Co. Unit, an estimated $2.06M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • 1492 Capital Management's largest Q3 2020 buy was Roth CH Acquisition I Co. Common Stock: 202,704 shares worth $2.02M.
  • 1492 Capital Management added most to Upland Software in Q3 2020, an estimated $2.42M increase.
  • 1492 Capital Management's biggest Q3 2020 reduction was Roth CH Acquisition I Co. Unit, cutting an estimated $2.06M.
  • 1492 Capital Management fully exited Designer Brands in Q3 2020, selling an estimated $1.43M.
  • 1492 Capital Management's ten largest holdings make up 41% of its $134M portfolio in Q3 2020.
  • 1492 Capital Management opened 22 new positions and closed 14 in Q3 2020.
  • 1492 Capital Management's portfolio value rose 14% quarter-over-quarter to $134M.

Based on 1492 Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.