10Elms LLP Portfolio holdings

AUM $99.5M

This Quarter Return

+0.39%

1 Year Return

–

3 Year Return

–

5 Year Return

–

10 Year Return

–

AUM

$99.5M

AUM Growth

+$2.68M (+3%)

Cap. Flow

+$4.76M

Cap. Flow % of AUM

4.79%

Top 10 Holdings %Top 10 Hldgs %

38.17%

Holding

556

New

Increased

Reduced

Closed

Top Buys

1	iShares Core MSCI EAFE ETF IEFA	$739K
2	iShares iBonds Dec 2029 Term Corporate ETF IBDU	$369K
3	iShares Core MSCI Emerging Markets ETF IEMG	$357K
4	Technology Select Sector SPDR Fund XLK	$270K
5	iShares iBonds Dec 2030 Term Corporate ETF IBDV	$244K

Top Sells

1	iShares MSCI USA Min Vol Factor ETF USMV	$116K
2	Financial Select Sector SPDR Fund XLF	$86.7K
3	Northern Trust Corporation Depositary Shares Each Representing a 1/1,000th Interest in a Share of Series E Non-Cumulative Perpetual Preferred Stock NTRSO	$74.1K
4	iShares MSCI USA Momentum Factor ETF MTUM	$65.3K
5	The Communication Services Select Sector SPDR Fund XLC	$51.1K

Sector Composition

1	Financials	2.64%
2	Energy	1.66%
3	Technology	0.87%
4	Consumer Discretionary	0.87%
5	Consumer Staples	0.66%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
151	151 iShares iBonds Dec 2032 Term Corporate ETF IBDX $1.16B	$21.2K	0.02%	+850	New	+$21.2K
152	152 Public Storage Depositary Shares, Each Representing 1/1,000 of a 5.05% Cumulative Preferred Share of Beneficial Interest, Series G PSA.PRG $243M	$20.9K	0.02%	1,000	–	–
153	153 AbbVie ABBV $334B	$19.7K	0.02%	94	–	–
154	154 Dimensional Core Fixed Income ETF DFCF $7.11B	$18.9K	0.02%	450	–	–
155	155 Dimensional Global Credit ETF DGCB $649M	$18.6K	0.02%	350	–	–
156	156 Pfizer PFE $139B	$17.7K	0.02%	700 -1,913	-73%	-$48.5K
157	157 Vanguard Total World Stock ETF VT $49.1B	$17.5K	0.02%	151	–	–
158	158 Cisco CSCO $270B	$17.3K	0.02%	280	–	–
159	159 Coca-Cola KO $302B	$17.2K	0.02%	240	–	–
160	160 DuPont de Nemours DD $31.3B	$17.1K	0.02%	229	–	–
161	161 Morgan Stanley MS $225B	$16.7K	0.02%	143	–	–
162	162 Invesco S&P 500 Low Volatility ETF SPLV $7.65B	$15.6K	0.02%	209	–	–
163	163 Accenture ACN $175B	$15.6K	0.02%	50	–	–
164	164 Goldman Sachs GS $217B	$15.3K	0.02%	28	–	–
165	GNT.PRA 165 GAMCO Natural Resources, Gold & Income Trust 5.2 Percent Series A Cumulative Preferred Shares (Liquidation Preference $25.00 per share) GNT.PRA $25M	$15.2K	0.02%	703	–	–
166	166 iShares Core S&P 500 ETF IVV $633B	$14.6K	0.01%	26	–	–
167	167 SPDR Nuveen ICE Short Term Municipal Bond ETF SHM $3.41B	$14.3K	0.01%	+300	New	+$14.3K
168	168 Citigroup C $172B	$14.3K	0.01%	201	–	–
169	169 Goldman Sachs ActiveBeta International Equity ETF GSIE $4.05B	$14K	0.01%	392 -392	-50%	-$14K
170	170 Union Pacific UNP $134B	$13.7K	0.01%	58	–	–
171	GUT.PRC 171 Gabelli Utility Trust 5.375% Series C Cumulative Preferred Shares GUT.PRC $44.6M	$12K	0.01%	500	–	–
172	RIV.PRA 172 RiverNorth Opportunities Fund, Inc. 6.00% Series A Perpetual Preferred Stock RIV.PRA $90.2M	$11.8K	0.01%	500	–	–
173	173 Merck MRK $201B	$9.96K	0.01%	111 -83	-43%	-$7.45K
174	174 Schwab US Large-Cap Growth ETF SCHG $45.2B	$9.82K	0.01%	392	–	–
175	FLG.PRA 175 Flagstar Financial, Inc. Depositary shares, each representing a 1/40th interest in a share of Fixed-to-Floating Rate Series A Noncumulative Perpetual Preferred Stock FLG.PRA $105M	$9.47K	0.01%	400	–	–