11A

10-15 Associates Portfolio holdings

AUM $516M
This Quarter Return
-9.55%
1 Year Return
+7.8%
3 Year Return
+33.24%
5 Year Return
+79.8%
10 Year Return
–
AUM
$292M
AUM Growth
+$292M
Cap. Flow
+$1.81M
Cap. Flow %
0.62%
Top 10 Hldgs %
36.75%
Holding
125
New
6
Increased
40
Reduced
57
Closed
18

Top Buys

1
UPS icon
United Parcel Service
UPS
$6.73M
2
PFE icon
Pfizer
PFE
$4.74M
3
MRK icon
Merck
MRK
$4.63M
4
PAG icon
Penske Automotive Group
PAG
$1.84M
5
FDX icon
FedEx
FDX
$1.8M

Top Sells

1
BKLN icon
Invesco Senior Loan ETF
BKLN
$7.87M
2
BAX icon
Baxter International
BAX
$7.67M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$5.67M
4
WTRG icon
Essential Utilities
WTRG
$1.03M
5
MAS icon
Masco
MAS
$930K

Sector Composition

1 Industrials 16.06%
2 Financials 14.26%
3 Healthcare 12.02%
4 Communication Services 11.09%
5 Energy 9.12%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GLW icon
101
Corning
GLW
$57.4B
$191K 0.07%
11,196
-593
-5% -$10.1K
F icon
102
Ford
F
$46.8B
$185K 0.06%
13,641
-341
-2% -$4.63K
STL
103
DELISTED
Sterling Bancorp
STL
$156K 0.05%
10,540
– –
AEG icon
104
Aegon
AEG
$12.3B
$141K 0.05%
24,542
-7,396
-23% -$42.5K
FTR
105
DELISTED
Frontier Communications Corp.
FTR
$76K 0.03%
16,202
-2,796
-15% -$13.1K
SIRI icon
106
SiriusXM
SIRI
$7.96B
$51K 0.02%
13,789
– –
PWE
107
DELISTED
Penn West Energy Petroleum Ltd
PWE
$10K ﹤0.01%
24,318
-2,373
-9% -$976
BAX icon
108
Baxter International
BAX
$12.7B
– –
-109,695
Closed -$7.67M
BLMN icon
109
Bloomin' Brands
BLMN
$625M
– –
-23,750
Closed -$507K
BMY icon
110
Bristol-Myers Squibb
BMY
$96B
– –
-3,451
Closed -$229K
C icon
111
Citigroup
C
$178B
– –
-4,074
Closed -$225K
DZZ icon
112
DB Gold Double Short ETN due February 15, 2038
DZZ
$3.2M
– –
-51,025
Closed -$381K
EXP icon
113
Eagle Materials
EXP
$7.49B
– –
-10,310
Closed -$786K
IEZ icon
114
iShares US Oil Equipment & Services ETF
IEZ
$115M
– –
-5,660
Closed -$271K
KRE icon
115
SPDR S&P Regional Banking ETF
KRE
$3.99B
– –
-7,185
Closed -$317K
MAS icon
116
Masco
MAS
$15.4B
– –
-34,879
Closed -$930K
SJM icon
117
J.M. Smucker
SJM
$11.8B
– –
-1,963
Closed -$212K
WOOD icon
118
iShares Global Timber & Forestry ETF
WOOD
$251M
– –
-7,372
Closed -$387K
WTRG icon
119
Essential Utilities
WTRG
$11.1B
– –
-42,125
Closed -$1.03M
XLF icon
120
Financial Select Sector SPDR Fund
XLF
$54.1B
– –
-9,900
Closed -$241K
FNFG
121
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-28,399
Closed -$268K
BTU
122
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-51,874
Closed -$113K
ACI
123
DELISTED
ARCH COAL, INC.
ACI
– –
-824,016
Closed -$280K
ANR
124
DELISTED
ALPHA NATURAL RESOURCES INC.
ANR
– –
-25,850
Closed -$7K
VXX
125
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-282,250
Closed -$5.67M
1 2 3 4
5