We are live on ! Find out more
11A

10-15 Associates Portfolio holdings

AUM $516M
1-Year Est. Return 7.62%
This Fund
S&P 500
This Quarter Est. Return
+6.69%
1 Year Est. Return
+7.62%
3 Year Est. Return
+32.98%
5 Year Est. Return
+79.47%
10 Year Est. Return
–
AUM
$291M
AUM Growth
+$50.6M
Cap. Flow
+$33.8M
Cap. Flow %
11.59%
Top 10 Hldgs %
41.76%
Holding
98
New
11
Increased
32
Reduced
42
Closed
5

Top Buys

Rank Stock Value
1
BAX icon
Baxter International
BAX
+$7.33M
2
CSCO icon
Cisco
CSCO
+$7.1M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$6.48M
4
TBT icon
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
+$5.52M
5
KO icon
Coca-Cola
KO
+$2.23M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$9.36M
2
SO icon
Southern Company
SO
+$647K
3
SJM icon
J.M. Smucker
SJM
+$201K
4
ANR
Alpha Natural Resources Inc
ANR
+$149K
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$96K

Sector Composition

Rank Sector Weight
1 Energy 17.2%
2 Miscellaneous 16.28%
3 Industrials 12.94%
4 Communication Services 10.92%
5 Materials 8.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWT
76
Redwood Trust
RWT
$580M
$432K 0.15%
22,325
-400
-2% -$7.37K
DZZ icon
77
DB Gold Double Short ETN due Feb 15 2038
DZZ
$3.04M
$431K 0.15%
56,175
– –
CMCSA icon
78
Comcast
CMCSA
$96B
$394K 0.14%
15,192
-376
-2% -$9.05K
VE
79
DELISTED
VEOLIA ENVIRONNEMENT
VE
$393K 0.13%
24,075
– –
LQD icon
80
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$377K 0.13%
3,308
-113
-3% -$12.9K
BNY
81
Bank of New York Mellon
BNY
$110B
$368K 0.13%
+10,539
New +$343K
PWE
82
DELISTED
Penn West Energy Petroleum Ltd
PWE
$363K 0.12%
43,504
-5,375
-11% -$51.6K
BAC icon
83
Bank of America
BAC
$436B
$356K 0.12%
22,912
+1
+0% +$15
AEG icon
84
Aegon
AEG
$13.6B
$349K 0.12%
54,282
-321
-0.6% -$1.83K
ADP icon
85
Automatic Data Processing
ADP
$114B
$345K 0.12%
4,865
+13
+0.3% +$874
CVX icon
86
Chevron
CVX
$396B
$345K 0.12%
+2,765
New +$334K
KOL
87
DELISTED
VanEck Vectors Coal ETF
KOL
$345K 0.12%
1,778
– –
EMR icon
88
Emerson Electric
EMR
$86.6B
$310K 0.11%
4,418
+1
+0% +$67
EWZ icon
89
iShares MSCI Brazil ETF
EWZ
$8.16B
$288K 0.1%
6,464
-398
-6% -$18.9K
EFR
90
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$237K 0.08%
15,800
+400
+3% +$6.14K
BUD icon
91
AB InBev
BUD
$158B
$216K 0.07%
+2,036
New +$208K
GLW icon
92
Corning
GLW
$128B
$215K 0.07%
+12,111
New +$199K
ED icon
93
Consolidated Edison
ED
$39.8B
$213K 0.07%
3,856
-371
-9% -$20.9K
COP icon
94
ConocoPhillips
COP
$157B
– –
-134,590
Closed -$9.36M
SJM icon
95
J.M. Smucker
SJM
$14.1B
– –
-1,911
Closed -$201K
SO icon
96
Southern Company
SO
$102B
– –
-15,716
Closed -$647K
ANR
97
DELISTED
Alpha Natural Resources Inc
ANR
– –
-25,050
Closed -$149K
FTR
98
DELISTED
Frontier Communications Corp.
FTR
– –
-1,380
Closed -$87K
1 2 3
4

Similar funds

IA
Independence Advisors Wayne, Pennsylvania $466M AUM 11.32% 1-Year Est. Return
CPF
Context Partners Fund La Jolla, California $460M AUM
AIM
AIA Investment Management Singapore $437M AUM 64.44% 1-Year Est. Return
VCP
Vestar Capital Partners New York $435M AUM 20.18% 1-Year Est. Return
LWS
Lucia Wealth Services San Diego, California $426M AUM 19.43% 1-Year Est. Return
FA
FCG Advisors Chatham, New Jersey $425M AUM 12.09% 1-Year Est. Return
CCM
Cadence Capital Management Boston, Massachusetts $415M AUM 11.01% 1-Year Est. Return
KFA
Kays Financial Advisory Atlanta, Georgia $624M AUM 9.93% 1-Year Est. Return

10-15 Associates's Q4 2013 Portfolio in Review

As of Q4 2013, 10-15 Associates held 98 positions worth $291M, up 21% from $241M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

10-15 Associates deployed $33.8M of net new capital in Q4 2013, opening 11 new positions and adding to 32 existing holdings. Its largest new stake was Baxter International: 201,982 shares worth $7.63M.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 22% a quarter earlier, followed by Miscellaneous and Industrials.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $96K trimmed.

  • 10-15 Associates's largest Q4 2013 buy was Baxter International: 201,982 shares worth $7.63M.
  • 10-15 Associates added most to Cisco in Q4 2013, an estimated $7.1M increase.
  • 10-15 Associates's biggest Q4 2013 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $96K.
  • 10-15 Associates fully exited ConocoPhillips in Q4 2013, selling an estimated $9.36M.
  • 10-15 Associates's ten largest holdings make up 42% of its $291M portfolio in Q4 2013.
  • 10-15 Associates opened 11 new positions and closed 5 in Q4 2013.
  • 10-15 Associates's portfolio value rose 21% quarter-over-quarter to $291M.

Based on 10-15 Associates's 13F filing for Q4 2013, filed 12 Feb 2014.