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11A

10-15 Associates Portfolio holdings

AUM $516M
1-Year Est. Return 7.62%
This Fund
S&P 500
This Quarter Est. Return
+6.69%
1 Year Est. Return
+7.62%
3 Year Est. Return
+32.98%
5 Year Est. Return
+79.47%
10 Year Est. Return
–
AUM
$291M
AUM Growth
+$50.6M
Cap. Flow
+$33.8M
Cap. Flow %
11.59%
Top 10 Hldgs %
41.76%
Holding
98
New
11
Increased
32
Reduced
42
Closed
5

Top Buys

Rank Stock Value
1
BAX icon
Baxter International
BAX
+$7.33M
2
CSCO icon
Cisco
CSCO
+$7.1M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$6.48M
4
TBT icon
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
+$5.52M
5
KO icon
Coca-Cola
KO
+$2.23M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$9.36M
2
SO icon
Southern Company
SO
+$647K
3
SJM icon
J.M. Smucker
SJM
+$201K
4
ANR
Alpha Natural Resources Inc
ANR
+$149K
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$96K

Sector Composition

Rank Sector Weight
1 Energy 17.2%
2 Miscellaneous 16.28%
3 Industrials 12.94%
4 Communication Services 10.92%
5 Materials 8.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVY icon
26
iShares Select Dividend ETF
DVY
$23.8B
$3.42M 1.18%
47,973
-318
-0.7% -$22.1K
B
27
Barrick Mining
B
$75.1B
$3.24M 1.11%
184,050
+21,125
+13% +$372K
NEM icon
28
Newmont
NEM
$135B
$2.86M 0.98%
124,086
-1,060
-0.8% -$27.2K
IBB icon
29
iShares Biotechnology ETF
IBB
$10.5B
$2.85M 0.98%
37,689
-153
-0.4% -$10.9K
QQQ icon
30
Invesco QQQ Trust
QQQ
$489B
$2.71M 0.93%
30,789
-578
-2% -$48.2K
KO icon
31
Coca-Cola
KO
$386B
$2.34M 0.8%
+56,645
New +$2.23M
TRP icon
32
TC Energy
TRP
$64.4B
$2.21M 0.76%
48,478
+27,950
+136% +$1.24M
AMGN icon
33
Amgen
AMGN
$234B
$2.14M 0.74%
18,789
-68
-0.4% -$7.74K
MSFT icon
34
Microsoft
MSFT
$3.81T
$2.11M 0.73%
56,503
-168
-0.3% -$6.1K
JPM icon
35
JPMorgan Chase
JPM
$951B
$2.06M 0.71%
35,305
-593
-2% -$32.5K
AMLP icon
36
Alerian MLP ETF
AMLP
$13.4B
$2.01M 0.69%
22,597
– –
DE icon
37
Deere & Co
DE
$170B
$1.94M 0.67%
21,295
+726
+4% +$61.5K
WM icon
38
Waste Management
WM
$87.8B
$1.85M 0.64%
41,282
-78
-0.2% -$3.41K
APD icon
39
Air Products & Chemicals
APD
$68.6B
$1.79M 0.61%
17,298
-81
-0.5% -$8.16K
POT
40
DELISTED
Potash Corp Of Saskatchewan
POT
$1.76M 0.6%
53,345
+9,695
+22% +$309K
INTC icon
41
Intel
INTC
$473B
$1.53M 0.53%
59,101
-598
-1% -$14.5K
BLK icon
42
Blackrock
BLK
$180B
$1.52M 0.52%
4,800
-20
-0.4% -$5.97K
MOO icon
43
VanEck Agribusiness ETF
MOO
$1.02B
$1.52M 0.52%
27,832
-298
-1% -$15.8K
UPS icon
44
United Parcel Service
UPS
$89.6B
$1.51M 0.52%
14,336
-161
-1% -$15.9K
PNC icon
45
PNC Financial Services
PNC
$96.6B
$1.37M 0.47%
+17,626
New +$1.32M
TEF
46
DELISTED
Telefonica
TEF
$1.37M 0.47%
113,999
-307
-0.3% -$3.71K
MRK icon
47
Merck
MRK
$366B
$1.34M 0.46%
+28,115
New +$1.29M
ZTS icon
48
Zoetis
ZTS
$32B
$1.29M 0.44%
+39,340
New +$1.25M
PHO icon
49
Invesco Water Resources ETF
PHO
$2.05B
$1.26M 0.43%
47,986
-900
-2% -$22.3K
CAT icon
50
Caterpillar
CAT
$368B
$1.19M 0.41%
13,054
+452
+4% +$38.6K
1
2
3 4

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10-15 Associates's Q4 2013 Portfolio in Review

As of Q4 2013, 10-15 Associates held 98 positions worth $291M, up 21% from $241M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

10-15 Associates deployed $33.8M of net new capital in Q4 2013, opening 11 new positions and adding to 32 existing holdings. Its largest new stake was Baxter International: 201,982 shares worth $7.63M.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 22% a quarter earlier, followed by Miscellaneous and Industrials.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $96K trimmed.

  • 10-15 Associates's largest Q4 2013 buy was Baxter International: 201,982 shares worth $7.63M.
  • 10-15 Associates added most to Cisco in Q4 2013, an estimated $7.1M increase.
  • 10-15 Associates's biggest Q4 2013 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $96K.
  • 10-15 Associates fully exited ConocoPhillips in Q4 2013, selling an estimated $9.36M.
  • 10-15 Associates's ten largest holdings make up 42% of its $291M portfolio in Q4 2013.
  • 10-15 Associates opened 11 new positions and closed 5 in Q4 2013.
  • 10-15 Associates's portfolio value rose 21% quarter-over-quarter to $291M.

Based on 10-15 Associates's 13F filing for Q4 2013, filed 12 Feb 2014.