High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
1976
Deutsche Bank
Deutsche Bank
Germany
$101M -97% 7,128,340
1977
Prudential Financial
Prudential Financial
New Jersey
$101M -61% 1,679,389
1978
JP Morgan Chase
JP Morgan Chase
New York
$101M -87% 1,097,435
1979
SLG
Silver Lake Group
California
$101M Closed 1,477,063
1980
NAMA
Nikko Asset Management Americas
New York
$101M Closed 716,924
1981
Balyasny Asset Management
Balyasny Asset Management
Illinois
$101M -83% 633,820
1982
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
$101M -95% 691,735
1983
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$101M -72% 1,296,781
1984
SAM
Scopus Asset Management
New York
$101M -75% 912,500
1985
American Century Companies
American Century Companies
Missouri
$101M -93% 404,483
1986
LPC
Lone Pine Capital
Connecticut
$101M Closed 58,920
1987
Adage Capital Partners
Adage Capital Partners
Massachusetts
$101M -55% 1,317,860
1988
CL
CSS LLC
Illinois
$101M Closed 68,118
1989
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$101M -52% 2,061,056
1990
ECU
Egerton Capital (UK)
United Kingdom
$101M Closed 3,510,700
1991
OCBV
Ownership Capital B.V.
Netherlands
$101M Closed 584,888
1992
AssetMark Inc
AssetMark Inc
California
$101M -97% 3,286,172
1993
MVIP
Mar Vista Investment Partners
California
$100M Closed 1,663,560
1994
HMP
HS Management Partners
New York
$100M Closed 1,226,279
1995
JCAM
Jericho Capital Asset Management
New York
$100M Closed 2,257,000
1996
BAM
Burgundy Asset Management
Ontario, Canada
$100M -54% 466,283
1997
LPC
Lion Point Capital
New York
$100M -74% 2,446,409
1998
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$100M -76% 1,339,421
1999
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
$100M Closed 1,659,922
2000
WRF
Waddell & Reed Financial
Kansas
$100M -99% 1,059,412