High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
1901
3AM
3EDGE Asset Management
Florida
$106M Closed 1,735,014
1902
SKK
Shepherd Kaplan Krochuk
Massachusetts
$106M -100% 506,746
1903
Holocene Advisors
Holocene Advisors
New York
$106M Closed 528,811
1904
MCC
Money Concepts Capital
Florida
$106M -89% 733,369
1905
Baird Financial Group
Baird Financial Group
Wisconsin
$106M -92% 1,441,620
1906
MMEA
Main Management ETF Advisors
California
$106M Closed 3,281,825
1907
MMH
Menora Mivtachim Holdings
Israel
$105M -99% 2,085,900
1908
Allspring Global Investments
Allspring Global Investments
North Carolina
$105M -99% 798,599
1909
WP
Woodline Partners
California
$105M Closed 534,563
1910
Capital World Investors
Capital World Investors
California
$105M -62% 3,254,000
1911
Envestnet Asset Management
Envestnet Asset Management
Illinois
$105M -97% 736,287
1912
Goldman Sachs
Goldman Sachs
New York
$105M Closed 2,119,652
1913
KI
Koch Industries
Kansas
$105M -67% 9,791,223
1914
Renaissance Technologies
Renaissance Technologies
New York
$105M Closed 412,330
1915
AC
Armistice Capital
New York
$105M -91% 2,936,000
1916
Adage Capital Partners
Adage Capital Partners
Massachusetts
$105M -60% 10,083,840
1917
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
$105M -68% 1,430,071
1918
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
$105M -99% 1,479,015
1919
Marshall Wace
Marshall Wace
United Kingdom
$105M -55% 528,388
1920
TCIM
TOMS Capital Investment Management
New York
$105M Closed 2,005,513
1921
HF
HRT Financial
New York
$105M Closed 1,009,152
1922
Holocene Advisors
Holocene Advisors
New York
$105M -96% 2,836,398
1923
DIG
Dragoneer Investment Group
California
$105M Closed 12,552,000
1924
SGCM
Sand Grove Capital Management
United Kingdom
$105M Closed 3,503,504
1925
Prudential Financial
Prudential Financial
New Jersey
$105M -72% 2,535,706