High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
1701
Victory Capital Management
Victory Capital Management
Texas
$134M Closed 9,467,071
1702
Two Sigma Investments
Two Sigma Investments
New York
$134M -80% 1,934,009
1703
Canada Life
Canada Life
Manitoba, Canada
$134M -97% 639,957
1704
FAM
Fred Alger Management
New York
$134M -92% 310,664
1705
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$134M -70% 1,076,114
1706
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$134M -65% 602,138
1707
WCMNY
Westchester Capital Management (New York)
New York
$134M Closed 1,972,179
1708
Assenagon Asset Management
Assenagon Asset Management
Luxembourg
$134M -90% 2,833,870
1709
Goldman Sachs
Goldman Sachs
New York
$134M -70% 1,148,496
1710
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
$134M -66% 485,298
1711
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$134M Closed 216,135
1712
CIA
ClearBridge Investments (Australia)
Australia
$134M Closed 2,129,028
1713
First Trust Advisors
First Trust Advisors
Illinois
$134M -53% 1,893,330
1714
Northern Trust
Northern Trust
Illinois
$134M Closed 2,291,316
1715
First Trust Advisors
First Trust Advisors
Illinois
$134M -95% 960,534
1716
CI Investments Inc
CI Investments Inc
Ontario, Canada
$134M -57% 731,414
1717
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$133M Closed 1,562,058
1718
JP Morgan Chase
JP Morgan Chase
New York
$133M -91% 750,923
1719
Morgan Stanley
Morgan Stanley
New York
$133M -62% 2,014,485
1720
RG
Redmile Group
California
$133M Closed 2,288,846
1721
N
Natixis
France
$133M -99% 1,245,414
1722
O
OrbiMed
New York
$133M Closed 3,616,600
1723
PI
Putnam Investments
Massachusetts
$133M -89% 597,922
1724
CVA
Ceredex Value Advisors
Florida
$133M -61% 3,414,732
1725
GF
Genworth Financial
Virginia
$133M -57% 1,000,000