High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
1526
VAM
1526
Vontobel Asset Management
New York
$134M Closed 17,035,854
1527
Jennison Associates
1527
Jennison Associates
New York
$134M -72% 5,463,554
1528
Daiwa Securities Group
1528
Daiwa Securities Group
Japan
$134M -99% 2,099,027
1529
CWM
1529
Cornerstone Wealth Management
Missouri
$134M -100% 2,867,126
1530
SSM
1530
Sound Shore Management
Connecticut
$134M Closed 3,095,282
1531
BCMIO
1531
Beacon Capital Management Inc (Ohio)
Ohio
$134M -99% 1,737,888
1532
Citadel Advisors
1532
Citadel Advisors
Florida
$134M -75% 1,212,983
1533
Deutsche Bank
1533
Deutsche Bank
Germany
$134M -85% 823,488
1534
SIG
1534
Senator Investment Group
New York
$134M -59% 2,175,000
1535
KKRC
1535
Kohlberg Kravis Roberts & Co
New York
$134M Closed 2,925,024
1536
GCM
1536
Glenview Capital Management
New York
$134M Closed 6,284,724
1537
TCM
1537
TimesSquare Capital Management
New York
$134M Closed 3,217,726
1538
CIMLRA
1538
CBRE Investment Management Listed Real Assets
Pennsylvania
$134M -91% 545,172
1539
VOYA Investment Management
1539
VOYA Investment Management
Georgia
$134M -81% 3,713,842
1540
MC
1540
Maverick Capital
Texas
$133M Closed 2,322,965
1541
Bank of America
1541
Bank of America
North Carolina
$133M -98% 2,125,651
1542
Capital World Investors
1542
Capital World Investors
California
$133M Closed 2,710,300
1543
ECM
1543
Element Capital Management
New York
$133M Closed 2,412,519
1544
FC
1544
Finepoint Capital
Massachusetts
$133M Closed 1,949,097
1545
Capital Fund Management (CFM)
1545
Capital Fund Management (CFM)
France
$133M -98% 1,439,785
1546
CWM
1546
Cornerstone Wealth Management
Missouri
$133M -99% 1,354,046
1547
TCA
1547
Taconic Capital Advisors
New York
$133M Closed 945,000
1548
CIMLRA
1548
CBRE Investment Management Listed Real Assets
Pennsylvania
$133M -99% 2,265,982
1549
CWM
1549
Cornerstone Wealth Management
Missouri
$133M -99% 568,652
1550
D.E. Shaw & Co
1550
D.E. Shaw & Co
New York
$133M Closed 944,609