High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
1476
AssetMark Inc
1476
AssetMark Inc
California
$142M -100% 1,180,148
1477
T. Rowe Price Associates
1477
T. Rowe Price Associates
Maryland
$142M -54% 5,392,548
1478
Franklin Resources
1478
Franklin Resources
California
$142M -95% 3,762,309
1479
BG
1479
Baupost Group
Massachusetts
$142M -76% 869,881
1480
ZP
1480
Zimmer Partners
New York
$142M -77% 5,221,178
1481
Millennium Management
1481
Millennium Management
New York
$142M -97% 703,357
1482
VOYA Investment Management
1482
VOYA Investment Management
Georgia
$142M -75% 2,015,817
1483
Man Group
1483
Man Group
United Kingdom
$142M Closed 636,638
1484
Bank of Nova Scotia
1484
Bank of Nova Scotia
Ontario, Canada
$142M -82% 1,383,704
1485
OMC
1485
Oasis Management Company
Cayman Islands
$141M Closed 2,415,576
1486
Pzena Investment Management
1486
Pzena Investment Management
New York
$141M Closed 1,011,410
1487
Citadel Advisors
1487
Citadel Advisors
Florida
$141M -88% 2,555,673
1488
CIAS
1488
CFS Investment Advisory Services
New Jersey
$141M -95% 4,271,664
1489
YEPX
1489
Yorktown Energy Partners X
New York
$141M -66% 22,583,865
1490
TD Asset Management
1490
TD Asset Management
Ontario, Canada
$141M -56% 3,596,654
1491
LMGAM
1491
Liberty Mutual Group Asset Management
Massachusetts
$141M -82% 3,514,952
1492
Man Group
1492
Man Group
United Kingdom
$141M Closed 2,639,507
1493
Royal Bank of Canada
1493
Royal Bank of Canada
Ontario, Canada
$141M -69% 2,293,269
1494
CIAS
1494
CFS Investment Advisory Services
New Jersey
$141M -99% 3,696,601
1495
Bank of Nova Scotia
1495
Bank of Nova Scotia
Ontario, Canada
$141M -99% 1,486,367
1496
Janus Henderson Group
1496
Janus Henderson Group
United Kingdom
$141M -97% 1,506,772
1497
IVM
1497
InterWest Venture Management
California
$141M Closed 3,394,219
1498
Jennison Associates
1498
Jennison Associates
New York
$141M -52% 659,942
1499
Artisan Partners
1499
Artisan Partners
Wisconsin
$141M Closed 1,537,710
1500
HVCM
1500
HG Vora Capital Management
New York
$140M Closed 2,500,000