High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
1401
Wells Fargo
Wells Fargo
California
$133M -66% 1,983,486
1402
D.E. Shaw & Co
D.E. Shaw & Co
New York
$133M -65% 7,457,350
1403
BAM
BTS Asset Management
Massachusetts
$133M Closed 1,633,136
1404
N
Natixis
France
$133M Closed 937,966
1405
LPL Financial
LPL Financial
California
$133M -97% 3,677,112
1406
ACPU
Arrowgrass Capital Partners (US)
Delaware
$133M Closed 3,217,759
1407
CWM
CIBC World Markets
New York
$133M Closed 4,220,000
1408
D.E. Shaw & Co
D.E. Shaw & Co
New York
$133M -77% 3,115,781
1409
Wellington Management Group
Wellington Management Group
Massachusetts
$132M -64% 3,661,572
1410
LPL Financial
LPL Financial
California
$132M -95% 3,866,775
1411
Royal London Asset Management
Royal London Asset Management
United Kingdom
$132M -98% 2,016,013
1412
Aristotle Capital Management
Aristotle Capital Management
California
$132M -77% 903,862
1413
Citadel Advisors
Citadel Advisors
Florida
$132M -76% 1,528,203
1414
ACPU
Arrowgrass Capital Partners (US)
Delaware
$132M Closed 16,222,851
1415
CCM
Causeway Capital Management
California
$131M Closed 3,836,198
1416
VOYA Investment Management
VOYA Investment Management
Georgia
$131M -56% 1,360,031
1417
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$131M -91% 1,155,140
1418
AA
AQR Arbitrage
Connecticut
$131M Closed 2,223,562
1419
MC
Montag & Caldwell
Georgia
$131M -100% 2,521,522
1420
LPL Financial
LPL Financial
California
$131M -94% 2,524,093
1421
BC
Brahman Capital
New York
$131M Closed 1,553,917
1422
Goldman Sachs
Goldman Sachs
New York
$131M -69% 1,670,699
1423
CS
Credit Suisse
Switzerland
$130M -99% 4,448,655
1424
HP
Hound Partners
New York
$130M Closed 4,961,079
1425
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
$130M -84% 1,286,145