High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
1301
VOYA Investment Management
1301
VOYA Investment Management
Georgia
$130M -95% 785,792
1302
T. Rowe Price Associates
1302
T. Rowe Price Associates
Maryland
$130M -63% 3,370,555
1303
ETC
1303
Exchange Traded Concepts
Oklahoma
$129M Closed 7,217,365
1304
Canada Pension Plan Investment Board
1304
Canada Pension Plan Investment Board
Ontario, Canada
$129M -63% 4,238,610
1305
Baird Financial Group
1305
Baird Financial Group
Wisconsin
$129M -73% 1,729,468
1306
Marshall Wace
1306
Marshall Wace
United Kingdom
$129M -81% 1,425,743
1307
RP
1307
Riverbridge Partners
Minnesota
$129M -99% 1,409,576
1308
HF
1308
HRT Financial
New York
$129M -97% 1,211,161
1309
Franklin Resources
1309
Franklin Resources
California
$129M -73% 3,203,030
1310
UBS Group
1310
UBS Group
Switzerland
$129M -100% 4,498,331
1311
CS
1311
Credit Suisse
Switzerland
$129M -72% 7,384,770
1312
Ameriprise
1312
Ameriprise
Minnesota
$129M -80% 1,656,889
1313
Millennium Management
1313
Millennium Management
New York
$129M -51% 1,334,413
1314
Millennium Management
1314
Millennium Management
New York
$129M -57% 1,634,068
1315
T. Rowe Price Associates
1315
T. Rowe Price Associates
Maryland
$129M -98% 3,093,584
1316
WAM
1316
Wolverine Asset Management
Illinois
$129M Closed 84,782
1317
National Bank of Canada
1317
National Bank of Canada
Quebec, Canada
$129M -97% 622,264
1318
ZP
1318
Zimmer Partners
New York
$129M -97% 599,000
1319
Kayne Anderson Rudnick Investment Management
1319
Kayne Anderson Rudnick Investment Management
California
$129M -100% 10,259,251
1320
Assenagon Asset Management
1320
Assenagon Asset Management
Luxembourg
$129M -99% 4,540,228
1321
Hotchkis & Wiley Capital Management
1321
Hotchkis & Wiley Capital Management
California
$129M -80% 839,020
1322
T. Rowe Price Associates
1322
T. Rowe Price Associates
Maryland
$128M -55% 5,752,767
1323
RBA
1323
Richard Bernstein Advisors
New York
$128M -100% 1,448,989
1324
Bank of Nova Scotia
1324
Bank of Nova Scotia
Ontario, Canada
$128M Closed 1,502,603
1325
Balyasny Asset Management
1325
Balyasny Asset Management
Illinois
$128M Closed 1,988,170