High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
1226
NEPWA
New England Private Wealth Advisors
Massachusetts
$212M -91% 944,308
1227
Tudor Investment Corp
Tudor Investment Corp
Connecticut
$212M Closed 3,834,538
1228
JIM
JB Investments Management
Pennsylvania
$212M -61% 1,630,804
1229
Wellington Management Group
Wellington Management Group
Massachusetts
$212M Closed 4,669,840
1230
Toronto Dominion Bank
Toronto Dominion Bank
Ontario, Canada
$212M -53% 3,564,570
1231
HSBC Holdings
HSBC Holdings
United Kingdom
$212M -52% 90,618
1232
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
$212M -95% 3,251,751
1233
Capital World Investors
Capital World Investors
California
$211M Closed 1,281,985
1234
Capital International Investors
Capital International Investors
California
$211M Closed 321,140
1235
Sanders Capital
Sanders Capital
Florida
$211M Closed 1,120,313
1236
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
$211M -91% 10,864,869
1237
Goldman Sachs
Goldman Sachs
New York
$211M -54% 10,903,634
1238
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$211M -67% 2,170,893
1239
Boston Partners
Boston Partners
Massachusetts
$211M -84% 10,042,922
1240
LCM
Laurion Capital Management
New York
$211M Closed 3,171,504
1241
CM
Churchill Management
California
$211M Closed 932,269
1242
Lazard Asset Management
Lazard Asset Management
New York
$211M -72% 895,750
1243
YAM
Yacktman Asset Management
Texas
$210M -96% 5,589,991
1244
Balyasny Asset Management
Balyasny Asset Management
Illinois
$210M Closed 991,939
1245
TG
TCW Group
California
$210M Closed 1,581,827
1246
DZ Bank
DZ Bank
Germany
$210M -59% 436,336
1247
AAM
Alpine Associates Management
Florida
$210M Closed 989,252
1248
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$210M -76% 345,264
1249
UOC
UBS O'Connor
Illinois
$210M Closed 5,129,646
1250
SC
Soundwatch Capital
Connecticut
$210M -100% 470,625