High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
1051
Wells Fargo
Wells Fargo
California
$152M -77% 7,630,551
1052
USAA
United Services Automobile Association
Texas
$152M -92% 5,347,550
1053
WCMNY
Westchester Capital Management (New York)
New York
$152M Closed 1,224,913
1054
PC
Paulson & Co
New York
$152M Closed 3,275,700
1055
Jennison Associates
Jennison Associates
New York
$152M -58% 4,032,674
1056
SG Americas Securities
SG Americas Securities
New York
$152M -80% 1,150,382
1057
VOYA Investment Management
VOYA Investment Management
Georgia
$151M Closed 1,180,711
1058
HSBC Holdings
HSBC Holdings
United Kingdom
$151M -52% 2,507,608
1059
N
Nuveen
North Carolina
$151M Closed 1,177,842
1060
WIC
Water Island Capital
New York
$151M Closed 3,160,874
1061
SC
Sculptor Capital
New York
$151M Closed 901,143
1062
AL
AJO LP
Pennsylvania
$151M -66% 537,965
1063
AR
Advisory Research
Illinois
$151M Closed 4,151,170
1064
IAM
Iridian Asset Management
Connecticut
$151M -64% 3,532,299
1065
Goldman Sachs
Goldman Sachs
New York
$150M -55% 4,249,146
1066
GCM
Glenview Capital Management
New York
$150M -59% 1,046,993
1067
Two Sigma Advisers
Two Sigma Advisers
New York
$150M -98% 1,175,000
1068
PC
Paulson & Co
New York
$150M -98% 1,918,582
1069
PI
Putnam Investments
Massachusetts
$150M Closed 1,224,790
1070
Citadel Advisors
Citadel Advisors
Florida
$150M Closed 1,070,277
1071
American Century Companies
American Century Companies
Missouri
$150M -72% 729,216
1072
Fidelity Investments
Fidelity Investments
Massachusetts
$150M Closed 3,025,168
1073
Allianz Asset Management
Allianz Asset Management
Germany
$150M -64% 1,200,990
1074
Renaissance Technologies
Renaissance Technologies
New York
$150M Closed 3,147,244
1075
SCM
Suvretta Capital Management
New York
$150M Closed 1,166,640