High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
976
MAM
976
Marketfield Asset Management
New York
$164M Closed 3,201,308
977
SBAM
977
Santa Barbara Asset Management
California
$164M -100% 884,645
978
AL
978
AJO LP
Pennsylvania
$164M -97% 2,726,532
979
Dimensional Fund Advisors
979
Dimensional Fund Advisors
Texas
$164M Closed 3,467,380
980
Bank of Montreal
980
Bank of Montreal
Ontario, Canada
$164M -52% 2,965,642
981
Citigroup
981
Citigroup
New York
$164M -51% 3,696,143
982
Barclays
982
Barclays
United Kingdom
$164M -88% 3,804,304
983
APCM
983
Alaska Permanent Capital Management
Alaska
$164M -99% 1,492,737
984
FI
984
Fosun International
China
$163M Closed 8,239,798
985
Massachusetts Financial Services
985
Massachusetts Financial Services
Massachusetts
$163M -53% 3,170,451
986
TCA
986
Tortoise Capital Advisors
Kansas
$163M -71% 8,789,478
987
AM
987
Appaloosa Management
Florida
$163M -57% 131,539
988
D.E. Shaw & Co
988
D.E. Shaw & Co
New York
$163M -61% 3,450,903
989
Nordea Investment Management
989
Nordea Investment Management
Sweden
$163M -56% 6,653,626
990
YCMGA
990
York Capital Management Global Advisors
New York
$162M Closed 5,059,866
991
VOYA Investment Management
991
VOYA Investment Management
Georgia
$162M -50% 1,804,055
992
SSM
992
Sound Shore Management
Connecticut
$162M Closed 987,841
993
IPC
993
Invesco Private Capital
New York
$162M Closed 9,664,579
994
Deutsche Bank
994
Deutsche Bank
Germany
$162M Closed 1,899,287
995
HSBC Holdings
995
HSBC Holdings
United Kingdom
$162M -86% 905,009
996
WSC
996
Wellington Shields & Co
New York
$162M -98% 6,527,752
997
HCM
997
Hitchwood Capital Management
New York
$161M -90% 900,000
998
O
998
OrbiMed
New York
$161M Closed 2,826,800
999
SCM
999
Steadfast Capital Management
New York
$161M -77% 4,376,877
1000
FM
1000
Forward Management
California
$161M -62% 840,815