High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
601
Schroder Investment Management Group
601
Schroder Investment Management Group
United Kingdom
$200M -100% 9,816,877
602
Daiwa Securities Group
602
Daiwa Securities Group
Japan
$200M -68% 2,046,635
603
SIG
603
Senator Investment Group
New York
$200M Closed 1,900,000
604
Arrowstreet Capital
604
Arrowstreet Capital
Massachusetts
$200M -90% 2,175,001
605
Deutsche Bank
605
Deutsche Bank
Germany
$200M -65% 4,543,210
606
Credit Agricole
606
Credit Agricole
France
$200M -91% 1,052,738
607
Wellington Management Group
607
Wellington Management Group
Massachusetts
$199M -64% 1,638,825
608
HMP
608
HS Management Partners
New York
$199M Closed 5,407,590
609
Deutsche Bank
609
Deutsche Bank
Germany
$199M -55% 1,036,946
610
Two Sigma Investments
610
Two Sigma Investments
New York
$199M -94% 674,863
611
BRC
611
Blue Ridge Capital
New York
$199M -82% 888,669
612
CIMLRA
612
CBRE Investment Management Listed Real Assets
Pennsylvania
$199M -62% 3,115,147
613
UOC
613
UBS O'Connor
Illinois
$198M Closed 3,919,823
614
BRC
614
Blue Ridge Capital
New York
$198M Closed 10,966,620
615
SCM
615
Suvretta Capital Management
New York
$198M -93% 3,001,341
616
Capital Research Global Investors
616
Capital Research Global Investors
California
$198M Closed 8,701,500
617
SMFG
617
Sumitomo Mitsui Financial Group
Japan
$198M -100% 1,297,543
618
Credit Agricole
618
Credit Agricole
France
$197M Closed 1,173,417
619
AllianceBernstein
619
AllianceBernstein
Tennessee
$197M -52% 2,719,342
620
EIP
620
Epoch Investment Partners
New York
$197M -100% 5,049,960
621
Bank of Montreal
621
Bank of Montreal
Ontario, Canada
$197M -100% 5,750,500
622
TP
622
Third Point
New York
$197M -70% 875,000
623
BlackRock
623
BlackRock
New York
$196M Closed 5,570,611
624
BNP Paribas Financial Markets
624
BNP Paribas Financial Markets
France
$196M -90% 770,704
625
YCMGA
625
York Capital Management Global Advisors
New York
$196M -59% 2,146,089