High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
451
RCM
Redwood Capital Management
New York
$232M Closed 5,000,000
452
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$231M -67% 4,849,800
453
Coatue Management
Coatue Management
New York
$231M Closed 2,629,362
454
AL
AJO LP
Pennsylvania
$231M -99% 3,715,084
455
JP Morgan Chase
JP Morgan Chase
New York
$230M -53% 3,009,926
456
GA
General Atlantic
New York
$230M Closed 2,837,126
457
CA
Commerzbank Aktiengesellschaft
Germany
$230M Closed 12,947,729
458
First Trust Advisors
First Trust Advisors
Illinois
$230M Closed 4,947,775
459
CIMLRA
CBRE Investment Management Listed Real Assets
Pennsylvania
$229M -58% 1,066,061
460
Vanguard Group
Vanguard Group
Pennsylvania
$228M Closed 8,087,790
461
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$228M -97% 1,843,482
462
GIM
Generation Investment Management
United Kingdom
$227M Closed 2,492,115
463
Skandinaviska Enskilda Banken (SEB)
Skandinaviska Enskilda Banken (SEB)
Sweden
$227M -95% 8,928,252
464
SA
SPO Advisory
California
$226M Closed 3,940,169
465
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$226M Closed 2,536,118
466
Viking Global Investors
Viking Global Investors
Connecticut
$226M Closed 3,770,730
467
1832 Asset Management
1832 Asset Management
Ontario, Canada
$226M -80% 13,440,492
468
MWNA
Marshall Wace North America
New York
$225M -75% 3,448,647
469
DKCM
Davidson Kempner Capital Management
New York
$224M -69% 3,727,215
470
Morgan Stanley
Morgan Stanley
New York
$224M -53% 8,369,320
471
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
$223M -59% 4,752,324
472
Bank of America
Bank of America
North Carolina
$223M -89% 9,090,000
473
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$223M -74% 2,529,483
474
First Eagle Investment Management
First Eagle Investment Management
New York
$221M Closed 1,548,995
475
UBS Group
UBS Group
Switzerland
$221M -51% 2,067,510