First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS)

• Market cap: $310M
• 1 day: 1.16%
• 5 days: 3.68%
• 1 month: 1.47%
• 3 months: 1.70%
• 6 months: -1.09%
• Year to date: 5.54%
• 1 year: 6.81%
• 5 years: 8.93%
• 10 years: 17.16%

Fund manager confidence

Based on 2024 Q3 regulatory filings by fund managers ($100M+ AUM)

25% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 24

0% more funds holding in top 10

Funds holding in top 10: 1 [Q2] → 1 (+0) [Q3]

4% less funds holding

Funds holding: 75 [Q2] → 72 (-3) [Q3]

8.92% less ownership

Funds ownership: 73.34% [Q2] → 64.42% (-8.92%) [Q3]

11% less capital invested

Capital invested by funds: $241M [Q2] → $214M (-$26.8M) [Q3]

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9